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The final phase of implementing the Financial Markets Conduct Act (FMC Act) involves the Financial Markets Authority (FMA) licensing a sector responsible for about $100 billion of New Zealanders’ wealth.
FMA has updated the consumer section of its website.
The survey has uncovered some of the main reasons New Zealanders shy away from seeking financial advice, even when they know it might help them.
FMA issued Audit Quality Annual Review for the year 1 July 2014 - 30 June 2015
FMA published its first monitoring report on practices in sales and advice within New Zealand’s financial services sector.
Mr Gregory will be joining the FMA’s executive committee from the NZ Super Fund where he has been since March 2009, firstly as head of communications before shifting to the investments team.
Former company director (SPG and SPGI) and financial adviser, Andrew Hrothgar Robinson, has been sentenced in the Auckland High Court. Read more.
The Financial Markets Authority (FMA) has announced a revised organisational structure and key appointments for its executive committee.
Company director, Mark Andrew Turnock, has pleaded guilty to a charge brought by the FMA, relating to his involvement as director of SPGI. Read more.
The Financial Markets Authority’s (FMA) latest report into KiwiSaver activity shows funds flowing into KiwiSaver at an all-time high during the 12 months to 31 March 2015. Investment returns were the biggest component of positive fund flows while the level of withdrawals also increased to the largest level since KiwiSaver began.
The Financial Markets Authority (FMA) chief executive Rob Everett has told a trans-Tasman audience that it will be four to five years before New Zealand sees the full economic and business benefits of the new financial services regulatory regime.
Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by FMA, relating to his involvement as director of Strategic Planning Group Limited (SPG) and SPG Investment Company No.1 Limited (SPGI).
A former director of OPI Pacific Finance, David Mark Anderson, has been sentenced in the Auckland High Court for misleading investors. Read more.
A former director of OPI Pacific Finance Limited, Craig Robert White, has been sentenced in the Auckland High Court. Read more.
Two former directors of OPI Pacific Finance Limited, Mark Lawrence Lacy and Jason Robert Duncan Maywald, have been sentenced in the Auckland High Court. Read more.