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FMA has made a permanent stop order that applies to Wisdom House Investment Partners Limited and Yuen Pok (Paul) Loo after they engaged in misleading and dishonest conduct.
FMA has directed Kalkine New Zealand Limited to stop making outgoing sales calls to people in New Zealand.
FMA released its Annual Corporate Plan 2022/23 (ACP), signalling a period of change for both the financial services industry and the regulator itself.
MEDIA RELEASE issued by the FMA announcing an interim stop order that applies to Wisdom House Investment Partners Limited and Yuen Pok.
Cigna Life Insurance New Zealand Limited has admitted to making false and/or misleading representations to customers in proceedings.
Research from the FMA reveals insights into the mindset and motivations of consumers as they manage their money and deal with financial services firms.
FMA issued an infringement notice to Alliant Perpetual (Alliant) for failing to file financial statements by their due date.
A review of 14 KiwiSaver and other managed funds to establish how well they are applying the FMA’s integrated financial product (IFP) guidance.
Consultation paper on proposed standard conditions for licences granted under the Financial Markets (Conduct of Institutions) Amendment Act 2022.
FMA has censured Western Union Business Solutions (Australia) Pty Ltd for materially contravening key Standard Conditions of its licence.
FMA has confirmed the appointment of Margot Gatland as its new Head of Enforcement. Ms Gatland was previously the Acting Head of Enforcement at the FMA.
A High Court ruling upheld an FMA direction order against property development and investment company Du Val, dismissing grounds for appeal.
The Financial Markets (Conduct of Institutions) Amendment Bill, has been passed in Parliament.
Key findings of the Financial Markets Authority’s (FMA) - Te Mana Tātai Hokohoko annual NZX Market Operator Obligations Review, which reports on how well NZX is meeting the requirements for its market operator licence. The most recent report covers the period 1 January to 31 December 2021.
The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has published an information sheet to help financial services firms enhance the resilience of their technology and operational systems, and meet any relevant licence obligations.