Use our AI search to ask us a question or use keywords to search for pages or documents.
Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
For media enquiries, please contact [email protected]
Please note the Media Relations team deals with media queries only. For all other queries, please refer to our Contact page for the appropriate contact details.
For announcements, statements and media releases - Subscribe to our email alerts and updates.
FMA has cancelled Foundation Advice Limited (FAL)’s Financial Advice Provider (FAP) licence. FAL was an Auckland-based FAP offering advice on life and health insurance as well as KiwiSaver.
Medical Assurance Society New Zealand Limited (MAS) has been ordered to pay a pecuniary penalty of $2.1 million for making false and/or misleading representations to some customers, following proceedings brought by the Financial Markets Authority (FMA).
Media release from the FMA announcing release of 2023 Audit Quality Monitoring Report.
FMA has opened consultation on its approach to outcomes focused regulation, including the fair outcomes for consumers and markets it wants to see financial service providers focus on. The FMA welcomes feedback from all its stakeholders.
The FMA is reminding New Zealanders to remain vigilant to investment scams as part of Fraud Awareness Week 2023.
The FMA has made an interim stop order against David Elgar McEwen and entities associated with him.
The individual found guilty of insider conduct in relation to the sale of shares in Pushpay Holdings Limited (NZX:PPH) has been sentenced to six months community detention and must pay a fine of $100,000.
The FMA has issued an infringement notice to derivatives issuer EC Markets Financial Limited (previously known as CTRL Investments Limited or CTRL) for failing to file financial statements by the due date.
The FMA charged a former financial adviser with multiple dishonesty offences following an investigation into her conduct.
The FMA is reminding licensed financial service providers about the importance of cyber-resilience as part of Cyber Smart Week 2023.
The Auckland High Court has ordered Vero to pay a penalty of $3.9 million for failing to apply multi-policy discounts to customers, following proceedings brought by the FMA.
Kiwibank has been ordered to pay a $812,500 civil penalty at the High Court in Wellington for making false and/or misleading representations to some customers.
The FMA published a report on the findings of its inquiries following the Barry Kloogh fraud. These inquiries focused on the services provided to Kloogh by third party market participants.
Media release from the FMA announcing release of final guidance for Climate Reporting Entities (CREs) on meeting their record keeping obligations.
FMA has released proposed guidance for Managed Investment Scheme (MIS) managers and their supervisors for effective liquidity risk management (LRM).