Media releases – 2012

Found 779 results. Displaying page 4 of 52

1. Media release

   24 July 2024

   FMA publishes guidance note for providers of client money or property services

   The FMA has published guidance on how providers of client money or property services, and custodians, can meet their obligations under the Financial Markets Conduct Act 2013 (FMC Act).
2. Media release

   19 July 2024

   FMA censures CTRL for Derivatives Issuer licence breaches

   FMA has censured EC Markets previously known as (CTRL Investments Limited or CTRL) for breaching the obligations of its Derivatives Issuer licence.
3. Media release

   18 July 2024

   Understanding fairness in financial services

   The research is intended to support evidence-based conversations with industry and stakeholders on what fair treatment in financial services means.
4. Media release

   3 July 2024

   FMA censures deVere for breaching its licence obligations

   The FMA has censured deVere New Zealand Limited (deVere) for failing to comply with its FAP licence obligations.
5. Media release

   25 June 2024

   NZX meets its market operator licence requirements – FMA report

   The annual NZX Market Operator Obligations Review, released today, assesses how well the NZX is meeting the requirements for its market operator licence.
6. Media release

   25 June 2024

   Time for your annual KiwiSaver health check

   The FMA and the Retirement Commission are together calling on KiwiSaver members to check their annual statements this year and see if they are on track for their retirement savings goals.
7. Media release

   20 June 2024

   Advisory: FMA publishes Auditor Regulation and Oversight Plan

   FMA releases 2024–2027 Auditor Oversight Plan, focusing on audit firm governance, quality reviews, staff performance, and compliance standards.
8. Media release

   19 June 2024

   FMA and XRB issue user guides to help users of climate statements

   The Financial Markets Authority (FMA) and the External Reporting Board (XRB) – have jointly produced a set of guides designed to help people understand the Climate-related Disclosures (CRD) regime
9. Media release

   14 June 2024

   FMA provides additional support to smaller firms for CoFI licensing

   The FMA has today published an information sheet specifically for smaller firms to assist in establishing and maintaining a Fair Conduct Programme (FCP) and applying for a Financial Institution (CoFI) licence.
10. Media release

    12 June 2024

    FMA files civil proceedings against Booster Investment Management Ltd and individual directors and senior managers

    The FMA has filed civil proceedings against Booster Investment Management Limited (BIML), a wholly owned subsidiary of Booster Financial Services Limited.
11. Media release

    11 June 2024

    FMA opens consultation on proposed standard conditions for Derivatives Issuers

    FMA consults on new conditions for Derivatives Issuers, proposing limits on leverage and stricter suitability checks to protect NZ retail investors.
12. Media release

    7 June 2024

    Statement regarding adjournment of FMA’s IPO proceeding against CBLC, Peter Harris, Alistair Hutchison and Carden Mulholland

    The FMA acknowledges the High Court’s decision to adjourn the trial for the FMA’s Initial Public Offer (IPO) proceeding against CBLC (in liquidation).
13. Media release

    31 May 2024

    FMA cancels Stockfox Limited’s FAP licence

    The FMA has cancelled Stockfox Limited’s (Stockfox) Financial Advice Provider (FAP) licence with effect from 30 May 2024.
14. Media release

    30 May 2024

    FMA publishes first monitoring insights report into Financial Advice Providers

    FMA releases first monitoring report on Financial Advice Providers, highlighting progress, good practices, and areas needing improvement under new regime.
15. Cases

    28 May 2024

    Matthew Hill to pay $100,000 penalty for breaching financial markets legislation

    Former CEO Matthew Hill fined $100K for misleading posts about New Talisman Gold, breaching FMC Act by concealing his identity on investor forums.