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The Financial Markets Authority (FMA) has today issued a formal warning to Craigs Investment Partners Limited (Craigs) under section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the AML/CFT Act).
New Zealand investors will benefit from more competition for their investment dollar and more choice of investment options as a result of the international agreement signed.
Feelings and fears are the key things that stop consumers making good decisions when it comes to their finances or investments. Cross-government paper released by FMA delves into why we behave this way.
After receiving more than 2,000 complaints since July 2014, the FMA is warning investors to step inside the regulatory tent for their own protection.
The Independent Forum of Independent Audit Regulators issued the results of their annual inspections findings survey.
The final phase of implementing the Financial Markets Conduct Act (FMC Act) involves the Financial Markets Authority (FMA) licensing a sector responsible for about $100 billion of New Zealanders’ wealth.
FMA has updated the consumer section of its website.
The survey has uncovered some of the main reasons New Zealanders shy away from seeking financial advice, even when they know it might help them.
FMA issued Audit Quality Annual Review for the year 1 July 2014 - 30 June 2015
FMA published its first monitoring report on practices in sales and advice within New Zealand’s financial services sector.
Mr Gregory will be joining the FMA’s executive committee from the NZ Super Fund where he has been since March 2009, firstly as head of communications before shifting to the investments team.
Former company director (SPG and SPGI) and financial adviser, Andrew Hrothgar Robinson, has been sentenced in the Auckland High Court. Read more.
The Financial Markets Authority (FMA) has announced a revised organisational structure and key appointments for its executive committee.
Company director, Mark Andrew Turnock, has pleaded guilty to a charge brought by the FMA, relating to his involvement as director of SPGI. Read more.
The Financial Markets Authority’s (FMA) latest report into KiwiSaver activity shows funds flowing into KiwiSaver at an all-time high during the 12 months to 31 March 2015. Investment returns were the biggest component of positive fund flows while the level of withdrawals also increased to the largest level since KiwiSaver began.