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High Court's judgment ruled that FMA can retain documents relating to its inquiries into Perpetual Trust Limited. Perpetual had previously brought a challenge against FMA's information-gathering notices, alleging they were unlawful. Read more.
The Reserve Bank of New Zealand and the Financial Markets Authority (FMA) have announced that the NZ Clear Settlement System has been declared a designated settlement system under Part 5C of the Reserve Bank of New Zealand Act.
The Financial Markets Authority (FMA) has released its final guidance note on the disclosure of non-GAAP financial information.
The Financial Markets Authority has announced its proposal to overhaul the class exemption notice for Real Property Proportionate Ownership Schemes.
Mr Buckley was sentenced to three years in prison after he pleaded guilty to 25 charges under the Securities Act, Crimes Act and the Companies Act. Read more.
The Financial Markets Authority has published its first report on the key issues and themes to emerge from market oversight activities in the first 12 months since it was established.
The Court of Appeal has dismissed an appeal by the trustees of the KA3 and KA4 trusts on interim asset preservation orders obtained by FMA. Read more.
The Code Committee for Authorised Financial Advisers (AFAs) has elected David Ireland as Chair for the next 12 months.
Ms Braithwaite was found guilty on one charge of making untrue statements in a prospectus for National Finance 2000 Ltd. Read more.
FMA confirmed its continued engagement with Perpetual Trust Limited to recover $25 million in related party loans made by Perpetual Cash Management Fund. Read more.
The Australian Securities & Investments Commission (ASIC) and New Zealand's Financial Markets Authority (FMA) have announced mutual recognition arrangements for Australian and New Zealand financial advisers.
The Financial Markets Authority is consulting on draft guidance for people involved with the sale and distribution of KiwiSaver schemes.
The Financial Markets Authority (FMA) has released its final guidance note for issuers, directors and advisers on Effective Disclosure.
The Financial Markets Authority (FMA) has today released a final version of its guidance note on KiwiSaver performance fees.
Shane Joseph Buckley, a director of failed finance company Belgrave Finance Limited (In receivership and In liquidation), pleaded guilty to 25 charges under the Securities Act, Crimes Act, and the Companies Act. Read more.