Use our AI search to ask us a question or use keywords to search for pages or documents.
Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
For media enquiries, please contact [email protected]
Please note the Media Relations team deals with media queries only. For all other queries, please refer to our Contact page for the appropriate contact details.
For announcements, statements and media releases - Subscribe to our email alerts and updates.
The FMA has published guidance on how providers of client money or property services, and custodians, can meet their obligations under the Financial Markets Conduct Act 2013 (FMC Act).
FMA has censured EC Markets previously known as (CTRL Investments Limited or CTRL) for breaching the obligations of its Derivatives Issuer licence.
The research is intended to support evidence-based conversations with industry and stakeholders on what fair treatment in financial services means.
The FMA has censured deVere New Zealand Limited (deVere) for failing to comply with its FAP licence obligations.
The FMA and the Retirement Commission are together calling on KiwiSaver members to check their annual statements this year and see if they are on track for their retirement savings goals.
The annual NZX Market Operator Obligations Review, released today, assesses how well the NZX is meeting the requirements for its market operator licence.
FMA releases 2024–2027 Auditor Oversight Plan, focusing on audit firm governance, quality reviews, staff performance, and compliance standards.
The Financial Markets Authority (FMA) and the External Reporting Board (XRB) – have jointly produced a set of guides designed to help people understand the Climate-related Disclosures (CRD) regime
The FMA has today published an information sheet specifically for smaller firms to assist in establishing and maintaining a Fair Conduct Programme (FCP) and applying for a Financial Institution (CoFI) licence.
The FMA has filed civil proceedings against Booster Investment Management Limited (BIML), a wholly owned subsidiary of Booster Financial Services Limited.
FMA consults on new conditions for Derivatives Issuers, proposing limits on leverage and stricter suitability checks to protect NZ retail investors.
The FMA acknowledges the High Court’s decision to adjourn the trial for the FMA’s Initial Public Offer (IPO) proceeding against CBLC (in liquidation).
The FMA has cancelled Stockfox Limited’s (Stockfox) Financial Advice Provider (FAP) licence with effect from 30 May 2024.
FMA releases first monitoring report on Financial Advice Providers, highlighting progress, good practices, and areas needing improvement under new regime.
Former CEO Matthew Hill fined $100K for misleading posts about New Talisman Gold, breaching FMC Act by concealing his identity on investor forums.