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Reports and papers

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This section contains our reports, research papers and data tools.

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Found 74 results. Displaying page 2 of 4

    • Financial reporting
    • Issuers and offerers
    • Corporate governance

    30 November 2018

    Investigation of potential disclosure breaches during the failure of Wynyard Group Limited

    Wynyard investigation report 2018 sets out the Financial Markets Authority’s conclusions following an investigation into the compliance of Wynyard Group Limited with its continuous disclosure and fair dealing obligations. Read more.

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/investigation-of-potential-disclosure-breaches-during-the-failure-of-wynyard-group-limited/

    • Monitoring and compliance
    • Corporate governance

    15 November 2017

    Investigation into certain trading conduct of Goldman Sachs New Zealand Limited

    During our investigation into Mark Warminger, we saw trading activity by Goldman Sachs that gave cause for concern and warranted further investigation. This activity may have presented a false or misleading appearance of the price and supply of securities, which is why it came to our attention. Read more.

    https://www.fma.govt.nz/news-and-resources/reports-and-papers/goldman-sachs/