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Found 1452 results. Displaying page 93 of 97

  3. 1 October 2012

    KiwiSaver Report 2012

    This report also contains the fifth annual summary of statistical returns of KiwiSaver schemes, based on the Annual Returns for the period ended 31 March 2012, lodged by each individual scheme as required by section 125 of the Act.

    https://www.fma.govt.nz/assets/Reports/kiwisaver-report-for-the-year-ended-30-june-2012.1.pdf (798 KB)

    Tags
    Monitoring, Reports and Papers, KiwiSaver providers, Supervisor, Managed investment schemes, Roles, Business, News & Insights
    Type
    PDF

  5. 1 September 2012

    Guidance note pre prospectus practical guidance for issuers and their advisers

    This guidance note is intended for issuers of securities, their directors and advisers. It sets out the Financial Markets Authority’s (FMA) view on the boundaries of pre-regulated offer publicity/advertising (also commonly referred to as ‘pre-prospectus publicity’), as required by the Securities Act 1978 (Act) and FMA’s policy on the scope of pre-prospectus publicity it will support by exemption.

    https://www.fma.govt.nz/assets/Guidance/Guidance-note-pre-prospectus-practical-guidance-for-issuers-and-their-advisers.pdf (411 KB)

    Tags
    Derivative Issuer, Offer disclosure for equity and debt offers, Roles, Business
    Type
    PDF, Guidance

  13. 29 June 2012

    NZX Obligations Review 2012

    Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2012.

    https://www.fma.govt.nz/assets/Reports/NZX-Obligations-Review-2012.pdf (1.2 MB)

    Tags
    Market operator, Roles, Reports and Papers, Business, News & Insights
    Type
    PDF