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The Financial Markets Conduct (FMC) Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for restricted schemes and their trustees.
The Financial Markets Conduct Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for debt issuers and their licensed supervisors.
Financial Reporting Act (Diligent Board Member Services, Inc.) Exemption Notice 2014
Securities Act (Diligent Board Member Services Inc.) Exemption Notice 2014
From April 2014, FMA became the main regulator of conduct for financial products and services, replacing the Commerce Commission.
MOU concerning consultation, cooperation and the exchange of information between the FMA and the Commerce Commission
Futures Contracts (J.P. Morgan Securities LLC) Exemption Notice 2014
Securities Act (Genesis Energy Limited Crown share offer) Exemption Notice 2014
CE hospitality expense disclosure, for the period Jan-Feb 2014 for Liam Mason
This Guidance Note is designed to assist Trustees of retail non-restricted KiwiSaver schemes (Trustees), in performing their functions effectively.
CE expenses disclosure for the period 1 January 2014 - 3 February 2014
CE expenses disclosure for the period 1 January 2014 - 3 February 2014
Securities Act (Auckland Transport) Exemption Amendment Notice 2014
New Zealand Financial Product Market Licence (Australian Securities Exchange Limited) 2014
Securities Act (Scales Corporation Limited and George H Investments Limited) Exemption Notice 2014