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CE Expense Disclosure Hospitality Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Other Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Travel Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Summary Liam Mason 1 Nov 21 to 25 Jan 22

CoFR agencies - OIA request

OIA request response regarding information discussed by CoFR regarding the Credit Contracts and Consumer Finance Act (CCCFA).

Exemption Notice - Imperium Markets

Imperium Markets Exemption Notice 2022

CE Expense Disclosure Gifts Rob Everett 1 Jul to 31 Oct 21

Application Form - Supervisors Licence TRU1.1

FMA TRU1.1 form for applying or renewing a supervisors licence covering debt securities, registered schemes, or retirement villages.

Ease of Doing Business Stakeholder research 2021

The FMA’s “Ease of doing business survey 2021” is a piece of research from a sample of our regulated populations and the stakeholders we deal with. This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.

FMA Annual Report 2021

Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the 2021 report.

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Document Library

CE Expense Disclosure Hospitality Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Other Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Travel Liam Mason 1 Nov 21 to 25 Jan 22

CE Expense Disclosure Summary Liam Mason 1 Nov 21 to 25 Jan 22

CoFR agencies - OIA request

Exemption Notice - Imperium Markets

CE Expense Disclosure Gifts Rob Everett 1 Jul to 31 Oct 21

Application Form - Supervisors Licence TRU1.1

Ease of Doing Business Stakeholder research 2021

FMA Annual Report 2021

NZX Participant Rules 2017

31 December 2021 Disclose Register MIS fund updates

31 December 2021 Disclose Register KiwiSaver fund update

Medical Kiwi Limited - Enforceable Undertaking

Customer care managing conflicts of interest self assessment tool