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Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the 2017 report without financials.
A summary of submissions on our consultation paper about short duration derivatives.
Financial Markets Conduct Notice Exemption Amendment Notice 2017: Bonus Bonds.
This guidance is for anyone who has a substantial holding in a listed issuer; Fund management firms and their employees. It aims to assist substantial product holders in understanding their obligations and help to promote consistency in disclosures.
Response to submissions on proposed guidance on substantial product holder disclosures.
Use an FMA licensed provider - International Languages
District Court at Auckland sentencing notes in the case against Anthony Norman Wilson, 12 July 2017.
This guidance replaces our 2012 Guidance note: Disclosing non-GAAP financial information to reflect the requirements of the Financial Markets Conduct Act 2013 (FMC Act) and our findings from the review of non-GAAP financial information since 2012.
High Court Judgment in the case against Prince and Partners Trustee Company Limited, 25 August 2017.
Settlement Agreement with Prince & Partners Trustee Company Limited, 25 August 2017.
FMA approves 2017 changes to NZMDT Rules for legal appointees under the FMC Act, effective 9 August 2017, following NZX submission.
This consultation is for MIS managers, advisers, supervisors, and investors. It seeks feedback on a proposed exemption from the market index requirement.
This Annual Corporate Plan sets out our activities for the period that will promote our strategic priorities, address regulatory risks and harms, and deliver sector outcomes.
CE expenses disclosure for the period 1 January 2017 - 30 June 2017
CE expenses disclosure for the period 1 January 2017 - 30 June 2017