Document Library

Outlines standard licensing conditions for derivatives issuers in New Zealand, including financial, governance, compliance, and tech system rules.

Submissions report: Standard condition on business continuity and technology systems

FMA outlines standard conditions for peer-to-peer lending licences under the FMC Act, covering compliance, governance, and NTA rules.

Clearwater Golf Club Limited (Clearwater) is exempted from Part 7 of the Financial Markets Conduct Act 2013 (the FMC Act). The Exemption Notice is subject to conditions which together replicate the financial reporting, auditing and annual reporting requirements under the Companies Act 1991.

Consultation paper Proposed exemption for green bonds

The scheme has some remaining real estate assets that it seeks to sell. The scheme is the subject of the Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021, which is revoked on the close of 31 March 2024.

FMA declaration form for notifying director or senior manager changes under the Financial Markets Supervisors Act 2011.