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A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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KiwiSaver Annual Report 2023

The KiwiSaver Annual Report 2023 summarises our activities as a regulator relating to KiwiSaver during the reporting previous financial year.

Craigs Investment Partners Self Select Schemes levy waiver notification 2023

Craig's Investment Partners Self Select Schemes levy waiver issued by the FMA.

Supporting customers in financial difficulty FMA and Commerce Commission joint message September 2023

Supporting customers in financial difficulty – FMA and Commerce Commission joint message September 2023

Governance Thematic Review FMA and RBNZ

This publication reports on the findings from a joint review of 29 entities across the banking, insurance, non-bank deposit taking and investment management sectors to assist boards to meet their obligations and help drive good governance outcomes.

KiwiSaver Facts at a glance1

Explore KiwiSaver 2019 stats: $57B funds, 2.9M members, fees insights, and trends in 1st home and 65+ withdrawals.

Value for Money guidance OIA response

Value for Money guidance

Integrated Financial Products presentation OIA response

Integrated Financial Products presentation

Unregulated financial product OIA response

Unregulated financial product

Use of FMA Act notices OIA response

Use of FMA Act notices

Blockchain technologies OIA response

Blockchain technologies

Audit staff OIA response

Audit staff

Westpac CC and FMA EU

Enforcement undertakings to the FMA and Commerce Commission, Westpac CC and FMA EU

Exemption Notice- Financial Markets Conduct Times-7 Group

The Financial Markets Conduct (Times-7 Group) Exemption Notice 2023 exempts Times-7 Holdings Limited and Times-7 Research Limited (together, the issuers) from compliance with the disclosure requirements of Part 3 of the Financial Markets Conduct Act 2013 (Act).

Regulatory returns questions for licensed MIS

Annual regulatory return information to be provided by licensed MIS providers to the FMA.

AML/CFT Explanatory Note: Electronic Identity Verification Guideline

This Explanatory Note: Electronic Identity verification Guideline replaces the previous Explanatory Note that was published by the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Supervisors in December 2017.

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