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Regulatory Impact Statement outlining FMA class exemption for GSSS bonds and disclosure relief under the FMC Act to support sustainable finance in New Zealand

This is the case of David Elgar McEwen, who has been prosecuted by the Financial Markets Authority and who has pleaded guilty to four charges of failing to comply with an order of the Financial Markets Authority.

Access to advice Financial advice sector challenges and opportunities

FMA report on access to financial advice in New Zealand, outlining sector challenges, regulatory scope, digital and AI advice, retirement decumulation and Māori barriers

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Proceedings under FMC Act - OIA response Sep

Monitoring visits OIA response

Sterling House Trust - OIA response

Proceedings under FMA Act - OIA response Aug

Financial Conduct Report OIA response

Bank CRD Disclosures OIA response

Website traffic OIA response

CBL trial costs OIA response

Financial statements monitoring insights 2022 2025

Submissions report Overseas CRE exemption

Regulatory Impact Statement Overseas CREs exemption

Exemption Notice 2026 - Financial Markets Conduct (Vital Healthcare Properties Management Limited)

Regulatory Impact Statement: GSSS bonds class exemption

McEWEN David Elgar - Judgment

Access to advice Financial advice sector challenges and opportunities