FMA call centre OIA response
FMA call centre OIA response
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FMA call centre OIA response
Pritesh Patel’s enforceable undertaking accepted by FMA under sections 46 & 46A of the FMA Act 2011 for regulatory compliance.
Financial Markets Conduct (Conduct of Financial Institutions – Vero Liability Insurance Limited) Exemption Notice 2024.
Financial Markets Conduct of Financial Institutions Resolution Life New Zealand Limited Exemption Notice 2024
Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2023 to 30 June 2024
Findings from the FMA’s review of how well ASX 24 is meeting its licensed market operator obligations, for the two-year period 1 July 2022 to 30 June 2024.
Submissions report following Consultation on outcomes focussed regulation - document 3
Submissions report following Consultation on outcomes focussed regulation - document 4
Submissions report following Consultation on outcomes focussed regulation - document 2
Submissions report following Consultation on outcomes focussed regulation - document 1
Financial Markets Conduct (Conduct of Financial Institutions – ACS (NZ) Limited) Exemption Notice 2024
Financial Markets Conduct Climate related Disclosures Citibank N.A. Exemption Notice 2024
Financial Markets Conduct (Climate-related Disclosures – JPMorgan Chase Bank N.A.) Exemption Notice 2024
Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2023 to 30 June 2024
Findings from the FMA’s review of the adequacy and effectiveness of NZICA’s audit regulatory systems for the period 1 July 2023 to 30 June 202