Financial Markets Conduct Catalist Investor Terms and Conditions 2/2025
Financial Markets Conduct (Catalist Investor Terms and Conditions) Approval of Rule Change Notice 2/2025
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Financial Markets Conduct (Catalist Investor Terms and Conditions) Approval of Rule Change Notice 2/2025
Financial Markets Conduct CIP Group Exemption Notice 2025
Official Information Act 1982 Request (OIA) – Request for Information Regarding Complaints and Correspondence Related to Binance and Affiliated Entities
Adviser Investigations OIA response
This document is for seeking the High Court’s opinion on how to interpret eligible investor rules under the FMC Act to guide FMA enforcement.
Statistics on Advisers OIA response
Climate Reporting entities OIA response
FAP Monitoring Report OIA response
FMA spend on courses OIA response
Government Bonds OIA response
OIA request - all outstanding penalties owed to the FMA
Ministers Letter of Expectations OIA response
Complaints about ECNZ
Investigations against advisers claiming to be independent but also getting commissions
Investigations and Insider Trading data OIA response