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Exemption notice - Mayfield Hinds Irrigation Notice

FMC Exemption notice issued to Mayfield Hinds Irrigation Scheme 2017

FMC (NZX Main Board/Debt Market Listing Rules) Approval of Rule Change Notice 2017)

The changes approved in this notice are: a new NZX Corporate Governance Code that will replace existing Appendix 16 to the Listing Rules, changes to the Listing Rule 10.4.5, changes to references to the title of Appendix 16, and correction of a typographical error.

Consultation proposed guidance Substantial product holder disclosures

FMA consults on SPH disclosure guidance, focusing on whether individual fund managers must disclose relevant interests under the FMC Act.

Exemption Notice - Plus500 AU Pty Ltd 2017

Financial Markets Conduct Exemption Notice 2017: Plus500AU Pty Ltd.

Exemption notice - Berkshire Hathaway Specialty Insurance Company

FMA exemption notice for BHSI from certain FMC Act reporting duties, allowing US GAAP reporting for overseas insurer under specific conditions.

Exemption Notice - Gordian RunOff Limited

Financial Markets Conduct Exemption Notice 2017: Gordian RunOff Limited.

Consultation paper Improving financial information in an equity PDS

This consultation is for issuers, their advisors, investors and other interested parties. It aims to seek feedback on our proposed guidance and interpretations of the regulations.

Exemption Notice - The City of London Investment Trust plc

Financial Markets Conduct Exemption Notice 2017 - The City of London Investment Trust plc.

Exemption Notice - Stride Property Group

Financial Markets Conduct (Stride Property Group) Exemption Notice 2017

Consultation paper Short duration derivatives

FMA consults on licensing for short duration derivatives and proposes excluding deliverable spot FX contracts from the FMC Act’s derivative scope.

31 March 2017 Disclose Register KiwiSaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 31 March 2017

European Securities and Markets Authority (ESMA) - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and the European Securities and Markets Authority (ESMA)

Exemption notice - Financial Markets Conduct Deutsche Bank AG

Financial Markets Conduct (Deutsche Bank AG) Exemption Notice 2017

Exemption Notice - Financial Markets Conduct JP Morgan Chase Bank N.A.

Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2017

Submissions Report KiwiSaver guidance note

This submissions report is in response to submissions on the draft KiwiSaver advice guidance note consultation, 2017.

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