Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018
Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018
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Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018
This document includes individual submissions on the proposed exemption to enable dual-language product disclosure statements.
This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).
FMA Annual Report 2018.
These are highlights from the FMA Annual Report 2018.
The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with. This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
OIA response, on 18 October 2018, regarding costs surrounding a social media campaign for World Investor Week 2018
Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018
OIA response to the Second Samson trial. Response dated 8 October 2018
On 8 October 2018 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).
This information sheet explains the conditions for reporting entities whose customers include managing intermediaries and customers of managing intermediaries to be able to rely on the Anti-Money Laundering and Countering Financing of Terrorism (Class Exemptions) Notice. .
The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
This document is the Disclose Register for KiwiSaver fund updates for 30 September 2018
This document is the Disclose Register for MIS fund updates for 30 September 2018
OIA response, dated 28 September 2018, resourcing for the AML/CFT work undertaken by the Securities Commission