Document Library

Audit Quality Monitoring report 2013

Audit Quality Review Report For the year ended 30 June 2013

Statement of Intent 2014 - 2018

Our SOI has a four-year outlook and follows the SRO by identifying the performance measures we will use to mark our progress towards achieving our regulatory objectives. This is our 2014 - 2018 report.

Statement of Intent 2013 - 2016

Our SOI has a four-year outlook and follows the SRO by identifying the performance measures we will use to mark our progress towards achieving our regulatory objectives. This is our 2013 - 2016 report.

Exemption Notice 2025 - Financial Markets Conduct (Conduct of Financial Institutions – Westpac Banking Corporation)

Financial Markets Conduct (Conduct of Financial Institutions – Westpac Banking Corporation) Exemption Notice 2025

Exemption Notice 2025 - Financial Markets Conduct (Climate related Disclosures Ventia Services Group Limited)

Financial Markets Conduct (Climate related Disclosures Ventia Services Group Limited) Exemption Notice 2025

Complaints: Ensuring consumers are treated fairly

This infosheet outlines FMA’s recommendations to help NZ consumers know how to complain and be treated fairly when things go wrong.

Research note: Why don't consumers complain

This research explores why NZ consumers don’t complain, revealing barriers, confidence gaps, and demographic insights from FMA surveys.

AML/CFT Customer Due Diligence – Co-operatives

This guidance assists reporting entities to conduct customer due diligence (CDD) under the AML/CFT Act 2009 on customers who are co-operatives.

AML/CFT Designated Business Group – Formation and change Guideline

Guideline to reporting entities on eligibility, formation, notification and withdrawal from a designated business group.

AML/CFT Customer Due Diligence – Clubs and societies

AML CFT customer due diligence for clubs and societies.

AML/CFT Customer Due Diligence – Sole traders and partnerships

This guidance assists reporting entities to conduct customer due diligence (CDD) under the AML/CFT Act 2009 on their customers who are sole traders, partnerships, or limited partnerships. Published April 2024.