Document Library

Medical Kiwi made misleading statements in its August 2020 PledgeMe share offer; related undertakings accepted by FMA.

The amendments to the FSM Listing Rules are generally consequential on external factors relating to Fonterra, and include the following: FSM Listing Rule 1.8.2, Rules 1.8.2(c), 1.8.4(a) and 6.1.2(a)(ix) and (x) and the Glossary, and, FSM Listing Rule 6.1.2 are amended

MOU concerning consultation, cooperation and the exchange of information between the FMA and the Financial Services Ombudsman Scheme

Preview of the FMA Annual Report 2021.

Our Sector Risk Assessment (SRA) helps us and the Reporting Entities we supervise understand the risks of money-laundering (ML) and terrorism financing (TF) in each sector. This SRA replaces our SRA published in 2017.

Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2020 to 30 June 2021