Licensing guide - MIS managers of forestry schemes
FMA guide for MIS forestry scheme managers on licence applications under the FMC Act, covering standards and application steps.
Use our AI search to ask us a question or use keywords to search for pages or documents.
Example: "How do I apply for a financial institution licence?", "FMA Annual Report 2024"
A filtered search by topic for all guidance, reports or research documents stored on the FMA website.
FMA guide for MIS forestry scheme managers on licence applications under the FMC Act, covering standards and application steps.
The FMA believes that property schemes generally can and should comply with the same licensing and governance requirements under the FMC Act as other managed investment schemes (MIS). However given the characteristics of property schemes, we recognise that full compliance with some specific requirements may be unnecessary, and the cost is likely to outweigh benefits for investors. As a result, we have approved class exemptions for property schemes and their custodians to address these matters.
Consultation to address the specific characteristics of property schemes (MIS) that recognises that full compliance with some specific requirements may be unnecessary and overly burdensome.
COA Judgment in the case between FMA and Vivier and Company Limited, 13 May 2016.
Financial Markets Conduct Exemption Notice 2016: Insurance Australia Group Limited.
Financial Markets Conduct Exemption Notice 2016: APN News & Media Limited.
Craigs and FMA Settlement agreement,following an investigation into potential breaches of Anti-Money Laundering and Countering Financing of Terrorism Act 2009 in relation to Craigs. 2 May 2016.
Financial Markets Conduct Exemption Notice 2016: Craigs Investment Partners Limited Contingency DIMS.
Financial Markets Conduct (Glenworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2016
Financial Advisers Exemption Notice 2016: Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Securities Act Exemption Notice 2016: New Zealand Racing Board.
Financial Markets Conduct Exemption Notice 2016: Heartland Bank Limited Share Sale Plan.
FMA consults on proposed FMC Act exemptions for certain co-operative share offers, seeking views from issuers, investors, and industry bodies.
Financial Markets Conduct Exemption Notice 2016: Todd Family Office Limited Financial Reporting.
This document is the Disclose Register for KiwiSaver fund updates for 31 March 2016