Document Library

Consultation Personalised robo advice Submissions report

A summary of submissions on the proposed exemption to facilitate personalised robo-advice.

Regulatory Impact Statement: Non-NZX Broker Client Money 2017

This document is for non-NZX brokers and their clients. It discusses an exemption granted to non-NZX brokers

The Bank Bill Benchmark Rate and closing rates guidance note

This guidance clarifies the FMA’s expectations about the trading conduct and controls for firms participating in the trading that sets BKBM and closing rates in the New Zealand market. October 2017.

Bank Bill Benchmark Rate and closing rates resource sheet

This resource sheet explains how BKBM and closing rates operate and are regulated in New Zealand. It is aimed at local bank staff involved in trading activity or oversight of trading activity.

KiwiSaver Annual Report 2017

We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2016 to 30 June 2017, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2017.

Strategic Risk Outlook 2017

Our Strategic Risk Outlook provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.

30 September 2017 Disclose Register KiwiSaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 30 September 2017

FMA Annual Report 2017 including financials

Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year.This is the 2017 report with financials.

FMA Annual Report 2017 Excluding financials

Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the 2017 report without financials.

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Document Library

Consultation Personalised robo advice Submissions report

Regulatory Impact Statement: Non-NZX Broker Client Money 2017

The Bank Bill Benchmark Rate and closing rates guidance note

Bank Bill Benchmark Rate and closing rates resource sheet

KiwiSaver Annual Report 2017

Strategic Risk Outlook 2017

30 September 2017 Disclose Register KiwiSaver fund updates

FMA Annual Report 2017 including financials

FMA Annual Report 2017 Excluding financials

Short duration derivatives consultation submissions report

Exemption Amendment Notice - Financial Markets Conduct Bonus Bonds

Substantial product holder disclosures guidance

Substantial Product Holders guidance consultation response to submissions

Use an FMA licensed provider - International Languages

Anthony Wilson - sentencing notes redacted