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Licensing application guide - Peer to peer licensing guide PART B2

FMA Part B2 guide for peer-to-peer lending licence applications under the FMC Act, covering key standards and application details.

Application guide for overseas auditors including Australian auditors and audit firms

This document is for overseas and Australian auditors seeking FMA licensing or registration to conduct FMC audits under NZ financial law.

Monitoring of licensed Financial Advice Providers information sheet

The Monitoring of licensed Financial Advice Provider (FAP) information sheet explains how we carry out monitoring activities, what we expect of you, and what you can expect from us.

Financial Markets Conduct Climate related Disclosures Commonwealth Bank of Australia New Zealand Exemption Notice 2024

Financial Markets Conduct (Climate-related Disclosures – Commonwealth Bank of Australia New Zealand) Exemption Notice 2024

Declaration form - senior managers DIR11

FMA statutory declaration form for directors and senior managers, detailing personal, professional, and character history requirements.

Climate related disclosure levies

Get details on FMA climate-related disclosure levies, waiver eligibility, application steps, and fees for NZ financial entities.

Licensing Application Guide - Financial Services PART A

FMA Part A guide explains the application process for financial service licences under the FMC Act, including requirements and steps.

NZCDC Designation Notice FMA RBNZ

Financial Market Infrastructures Act Designation Notice (NZCDC) 2024

Financial Markets Conduct Climate Statements Precinct Properties Group Notice 2024

Financial Markets Conduct (Climate Statements – Precinct Properties Group) Notice 2024

Financial Markets Conduct Financial Reporting Precinct Properties Group Notice 2024

Financial Markets Conduct (Financial Reporting – Precinct Properties Group) Notice 2024

Application pack - Australian Auditor

FMA pack for Australian auditors seeking NZ registration under TTMRA, outlining forms, fees, and compliance requirements.

World Economic Forum OIA response Redacted

Response to OIA enquiry regarding FMA involvement in World Economic Forum (Redacted).

Briefing to incoming Minister

FMA redacted briefing to the Incoming Minister of Commerce and Consumer Affairs November 2023.

Exemption Notice BGC revocation notice

This notice, which comes into force on the day after the date of its notification in the Gazette, revokes the Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022.

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1 2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1/2024

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