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Securities Act (ING Management Limited, Ingenia Communities Holdings Ltd and Ingenia Communities RE Ltd) Exemption Notice 2012
FMA policy on accreditation applications, conditions, and process for becoming an accredited body under financial market regulations.
Securities Act Aurecon Australia Group Limited and Aurecon Exemption Notice 2012
Securities Act Fonterra Co operative Group Limited Exemption Notice (No 2) 2012
Securities Act Fonterra Co operative Group Limited Exemption Notice 2012
Securities Act Exemption Notice 2012: Fletcher Building Limited and Fletcher Building Industries Limited.
Securities Act Fundzi Limited Pre paid Debit Cards Exemption Notice 2012
This guide is designed to help financial advisers working independently or in a small business comply with their obligations under the Anti-Money Laundering and Countering the Financing of Terrorism Act 2009 (the AML/CFT Act) and associated regulations (together AML/CFT law).
CE expenses disclosure for the period 1 July 2011 - 31 December 2011
Securities Act (The NP Equity Group Limited) Exemption Notice 2011
Securities Act Exemption notice - Argosy Property Limited 2011
Securities Act (Westpac Banking Corporation – Australian Bank Accounts) Exemption Notice 2011
Securities Act Meridian Energy Limited Exemption Notice
MOU with Reserve Bank of New Zealand (RBNZ) on the designation and oversight of settlement systems
Response to consultation from Kensington Swan: KiwiSaver performance fees draft guidance note