Document Library | Financial Markets Authority

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Keywords

Date Published

Sort by:

Board Expenses Disclosure FY23 24 Craig S Hospitality

Board Expenses Disclosure FY23 24 Craig S Hospitality

Regulatory Impact Statement Exemption for overseas banks and insurers from CRD signing duties

This document is for overseas banks and insurers with branch operations in New Zealand that are climate reporting entities, their advisers, primary users of climate statements, and other interested parties. It discusses exemption relief from the requirement to have two directors sign climate statements.

Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures GMT Bond Issuer Limited

The Financial Markets Conduct (Climate-related Disclosures – GMT Bond Issuer Limited) Exemption Notice 2024 (Notice) exempts GMT Bond Issuer Limited (GMT Bond Issuer) from preparing and lodging climate statements that are otherwise required under section 461Z of the Financial Markets Conduct Act 2013 (Act)

Submissions report Guide for providers of client money or property services

Submissions report Guide for providers of client money or property services

Exemption notice 2024 - Financial Markets Conduct Climate Statements Spark Finance Limited

The Financial Markets Conduct (Climate Statements – Spark Finance Limited) Exemption Notice 2024 (Notice) exempts Spark Finance Limited (SFL) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).

Guide for providers of client money or property services

This document is for providers of client money or property services and custodians. It gives guidance on how they can meet their obligations under the Financial Markets Conduct Act 2013.

New Zealand Claims Resolution Service MOU

MOU between the FMA and New Zealand Claims Resolution Service

Feedback form Proposed guidance on references to climate statements in disclosure documents

Feedback form Proposed guidance on references to climate statements in disclosure documents

Consultation paper Guidance on references to climate statements in disclosure documents

Consultation paper Guidance on references to climate statements in disclosure documents

Understanding Fairness in Financial Services

FMA 2024 study reveals how NZers define fairness in financial services, highlighting key insights by age & ethnicity.

FMA Outlook 2024

The FMA Outlook 2024/25 is a one-page summary provides our stakeholders with details of the FMA’s priority objectives and intended programme of work for the financial year.

FAP regulatory returns info sheet

Information Sheet for Financial Advice Providers (FAPs) who are submitting an annual FAP regulatory return online

Shares guide

The Shares Guide was produced by the FMA to help novice investors navigate investing in shares.

Bonds Guide

The Bonds Guide provides investors with information on how to choose, buy and own bonds.

Managed Fund Guide

The Managed Fund Guide is your guide to choosing, buying and monitoring managed funds and exchange traded funds (ETFs).