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McEwen and Associates Permanent Stop Order

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has made a permanent stop order against David Elgar McEwen and entities associated with him (McEwen and Associates).

Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

Ease of Doing Business Report 2023

FMA Ease of Doing Business Report following research 2023

Consultation agreement between the financial markets authority New Zealand (FMA) and the Financial Markets Standards Board (FMSB)

FMSB and the FMA have strong shared interests in maintaining, and where appropriate improving, the operation of wholesale FICC markets and this underpins the close strategic and working relationship set out in this Consultation Agreement.

Medical Assurance Society NZ Ltd Judgment

Judgment issued against Medical Assurance Society NZ Ltd (MAS).

Medical Assurance Society NZ Ltd settlement agreement

Audit Quality Monitoring Report 2023

Audit Quality Monitoring Report 1 July 2022 – 30 June 2023

RBNZ and FMA Governance Thematic Webinar plus QA

The FMA and RBNZ held a webinar in October on the findings from the review with directors of entities that did not participate in the Governance review. All findings are documented in this PDF.

Exemption Notice Financial Markets Conduct Portfolio Superannuation Scheme 2023

Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2023

Exemption Notice Financial Markets Conduct i Select Superannuation Scheme 2023

Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2023

i Select Superannuation Scheme levy waiver notification 2023

Levy 2023 Portfolio Superannuation Scheme levy waiver notification 2023

Fair outcomes consultation feedback form

Feedback form for Consultation: Fair Outcomes for Consumers and Markets. Submissions close on 1 March 2024

Consultation paper Proposed fair outcomes

Consultation paper Proposed fair outcomes for consumers and markets, November 2023

Draft Fair outcomes for consumers and markets

Consultation Draft Fair outcomes for consumers and markets: A guide to outcomes-focused regulation (OFR).

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