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Briefing to incoming Minister

FMA redacted briefing to the Incoming Minister of Commerce and Consumer Affairs November 2023.

Exemption Notice BGC revocation notice

This notice, which comes into force on the day after the date of its notification in the Gazette, revokes the Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022.

Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2 2024

Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2/2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1 2024

Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 1/2024

Exemption Notice - Financial Markets Conduct (Climate Statements – Stride Property Group) 2023

The Notice permits SPG to prepare consolidated climate statements for the purposes of Part 7A of Act instead of each of SIML and SPL having to prepare individual climate statements.

FMA censures Go Financial Solutions for breaching its licence obligations Tagalog translation

FMA censures Go Financial Solutions for breaching its licence obligations - Tagalog translation

Financial Markets Conduct BGC Partners Australia Pty Limited Exemption Notice 2023

The Notice exempts BGC Partners (Australia) Pty Limited from the requirement under section 310 of the FMC Act to have a licence to operate a financial product market in New Zealand, subject to conditions.

Financial Market Infrastructures Act Designation Notice (ASXCF) 2023

ASXCF settlement system designated as FMI under the Financial Market Infrastructures Act 2021, effective 1 March 2024 by RBNZ and FMA.

SGX DT Obligations Review 2023

Market operator obligations review SGX-DT. Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2022 to 30 June 2023.

Financial Markets Conduct FSM Listing Rules Approval of Rule Change Notice 2023

This notice is the Financial Markets Conduct (FSM Listing Rules) Approval of Rule Change Notice 3/2023.

Accredited body report - CPA Australia 2023

Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2022 to 30 June 2023

Accredited body report - NZICA 2023

McEwen and Associates Permanent Stop Order

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has made a permanent stop order against David Elgar McEwen and entities associated with him (McEwen and Associates).

Ease of Doing Business Report 2023

FMA Ease of Doing Business Report following research 2023

Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

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