Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1786 results. Displaying page 15 of 120

30 July 2024

Board Expenses Disclosure FY23 24 Craig S Summary

Board Expenses Disclosure FY23 24 Craig S Summary
30 July 2024

Board Expenses Disclosure FY23 24 Craig S Travel

Board Expenses Disclosure FY23 24 Craig S Travel
30 July 2024

Board Expenses Disclosure FY23 24 Craig S Gifts and Benefits

Board Expenses Disclosure FY23 24 Craig S Gifts and Benefits
30 July 2024

Board Expenses Disclosure FY23 24 Craig S All Other Expenses

Board Expenses Disclosure FY23 24 Craig S All Other Expenses
30 July 2024

Board Expenses Disclosure FY23 24 Craig S Hospitality

Board Expenses Disclosure FY23 24 Craig S Hospitality
30 July 2024

CE Expenses Disclosure Sam B FY23 24 Summary

CE Expenses Disclosure Sam B FY23 24 Summary
30 July 2024

CE Expenses Disclosure Sam B FY23 24 Gifts and Benefits

CE Expenses Disclosure Sam B FY23 24 Gifts and Benefits
30 July 2024

CE Expenses Disclosure Sam B FY23 24 All Other Expenses

CE Expenses Disclosure Sam B FY23 24 All Other Expenses
30 July 2024

CE Expenses Disclosure Sam B FY23 24 Hospitality

CE Expenses Disclosure Sam B FY23 24 Hospitality
30 July 2024

CE Expenses Disclosure Sam B FY23 24 Travel

CE Expenses Disclosure Sam B FY23 24 Travel
30 July 2024

Market manipulation warning letter

FMA warns individual for likely market manipulation under section 265 of the FMC Act after suspicious share trading in November 2021 via Sharesies.
29 July 2024

Regulatory Impact Statement Exemption for overseas banks and insurers from CRD signing duties

This document is for overseas banks and insurers with branch operations in New Zealand that are climate reporting entities, their advisers, primary users of climate statements, and other interested parties. It discusses exemption relief from the requirement to have two directors sign climate statements.
26 July 2024

Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures GMT Bond Issuer Limited

The Financial Markets Conduct (Climate-related Disclosures – GMT Bond Issuer Limited) Exemption Notice 2024 (Notice) exempts GMT Bond Issuer Limited (GMT Bond Issuer) from preparing and lodging climate statements that are otherwise required under section 461Z of the Financial Markets Conduct Act 2013 (Act)
25 July 2024

Guide for providers of client money or property services

This document is for providers of client money or property services and custodians. It gives guidance on how they can meet their obligations under the Financial Markets Conduct Act 2013.
25 July 2024

Submissions report Guide for providers of client money or property services

Submissions report Guide for providers of client money or property services