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A filtered search by topic for all guidance, reports or research documents stored on the FMA website.
The Statement of Performance Expectations (SPE) is one of two documents that set out how we measure our future performance and report on the progress of that performance against our performance targets. This is our 2020 report.
This annual report is intended to measure the level of confidence the New Zealand public have in the New Zealand financial markets along with perceptions and awareness of the FMA. The research is conducted by an exernal provider. This is the Investor confidence survey results published in 2020.
This report summarises our plan relating to auditor oversight, as part of our obligation under section 52 of the Auditor Regulation Act 2011. The report is for the 2020-2023 period.
Feedback form for consultation: Financial advice provider full licences
This Investment scams information sheet has been created for Pacific Island audiences to easily identify the warning signs of a scam and where to get help.
This Scams information sheet was designed for Pacific Island audiences to quickly identify if they've been scammed and find out whom to contact. The sheet has been designed to be printed.
Court of Appeal decision in the Judgment against Steven Roberson, 5 June 2020.
Infographic that allows you to visualise your KiwiSaver journey and make good choices.
This report from the XRB explains the communication tools auditors use in auditor reports and the likely impact of COVID-19 on auditor reporting
Financial Markets Conduct (Canterbury Mortgage Trust Group Investment Fund) Exemption Notice 2020
The 2020 financial reporting review outlines our approach and highlightes areas of interest in our 2019 reviews.
This Scams information sheet has been designed for Samoan-speaking audiences to quickly identify if they've been scammed and who to contact.
This Scams information sheet has been designed for Tongan-speaking audiences to quickly identify if they've been scammed and who to contact.
Financial Advisers Exemption Amendment Notice 2020: Personalised Digital Advice.