Document Library

Found 1769 results. Displaying page 27 of 118

1. 31 July 2023

   Standard 7 Liquidity risk

   Standard 7 Liquidity risk for designated Financial Market Infrastructures (FMIs).

2. 31 July 2023

   Standard 4 Credit risk

   Standard 4 Credit risk for designated Financial Market Infrastructures (FMIs).

3. 31 July 2023

   Standard 8 Settlement

   Standard 8 Settlement for designated Financial Market Infrastructures (FMIs).

4. 31 July 2023

   Standard 5 Collateral

   Standard 5 Collateral for designated Financial Market Infrastructures (FMIs).

5. 31 July 2023

   Standard 6 Margin

   Standard 6 Margin for designated Financial Market Infrastructures (FMIs).

6. 31 July 2023

   Guidance note for overseas FMIs equivalence framework

   FMA & RBNZ outline 2023 guidance for overseas FMIs on NZ designation, standards, and regulatory equivalence conditions.

7. 31 July 2023

   FMI Standards

   FMA & RBNZ 2024 FMI Standards set rules for payment systems, settlement, risk, and governance under NZ's FMI Act.

8. 31 July 2023

   FMI Standards Guidance

   FMA & RBNZ 2024 FMI Standards Guidance helps NZ FMIs meet legal, governance, risk, and compliance obligations.

9. 28 July 2023

   Presentation Scenario analysis in the CRD regime

   Presentation by the FMA - Scenario analysis in the Climate Related Disclosure regime.

10. 27 July 2023

    The Conduct of Financial Institutions regime presentation by Michael Hewes Financial Markets Law Conference

    FMA presentation on CoFI regime covers licensing, fair conduct programmes, sales incentives, and governance expectations for financial institutions.

11. 21 July 2023

    8 steps to apply for a Financial Insitituion licence

    FMA guide outlines 8 essential steps to apply for a financial institution licence under CoFI, including FCP setup and application tips.

12. 21 July 2023

    Licensing guide -Financial Institutions

    FMA guide for applying for a financial institution licence under the CoFI regime, outlining requirements, Fair Conduct Programme, and process.

13. 12 July 2023

    Consultation paper Proposed standard condition on business continuity and technology systems

    Consultation on a proposed new business continuity and technology systems standard condition for managers of registered schemes (but not restricted schemes), DIMS providers, derivatives issuers, peer-to-peer lending providers and crowdfunding service providers.

14. 12 July 2023

    Submission form Proposed standard condition on business continuity and technology systems

    Submission form Proposed standard condition on business continuity and technology systems

15. 10 July 2023

    Consultation paper Climate related disclosures timing mismatch

    The FMA is consulting on a proposed exemption to exempt certain climate reporting entities from the requirement to include a link to their climate statements in their annual report for a 2-year period. Submissions close 7 August 2023.