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Guidance library

The guidance library contains the FMA’s guidance notes, information sheets, guides and other reference material. 

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Found 139 results. Displaying page 5 of 7

    • FMC Act

    1 November 2014

    Financial regulation and registration requirements for marinas

    The Financial Markets Conduct Act 2013 (FMC Act) changes the way interests in marinas are regulated. Marinas will generally not be regulated under the FMC Act and will no longer need to register on the Financial Service Providers Register.
    141101 Financial regulation and registration requirements for marinas information sheet

    https://www.fma.govt.nz/compliance/guidance-library/financial-regulation-and-registration-requirements-for-marinas/

    • FMC Act

    1 October 2014

    Reporting duties under Part 4 of the FMC Act

    This information sheet outlines the new reporting duties under the Financial Markets Conduct Act 2013 (FMC Act) for debt issuers, managers of managed investment schemes, supervisors, auditors, investment managers, administration managers, custodians and actuaries.
    141001 Reporting duties under Part 4 of the FMC Act Information Sheet and Table

    https://www.fma.govt.nz/compliance/guidance-library/reporting-duties-under-part-4-of-the-fmc-act/