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The businesses/people listed on this page have been granted a licence or have been authorised by the FMA. It's important to only deal with licensed people and businesses because if things go wrong you will have access to free dispute resolution services. Details including the provider's business address, list of services and the name of their independent dispute resolution scheme can be found on the Financial Service Providers Register.
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Alvarium DBG including: AINZ Fund 7 Limited, Alvarium Atlas Limited, Alvarium Funds (NZ) Limited, Alvarium Investments (NZ) Limited, Alvarium Wealth (NZ) Limited, Alvarium Wealth Nominees (NZ) Limited, LJ Fund NO.4 Limited, LJ Fund NO.6 Limited, Pathfinder Asset Management Limited, AINZ Fund 10 Limited, AINZ Fund 8 Limited.
Alvarium Wealth (NZ) Limited, FSP20861 are licenced by the FMA as a Managed Investment Scheme Manager (MIS).
The New Zealand Guardian Trust Company Limited, FSP33501, is licensed by the FMA as Supervisor.
Covenant Trustee Services Limited, FSP30521, is licensed by the FMA as Supervisor.
Michelle Barbara FORSTER (FSP37101) is a licenced independent trustee
Matū Group; Matū Karihi (GP) Limited; Matū Karihi LP; Matū Nominees Limited; Matū Group Limited are designated business groups (DBG)
Fundrock NZ Limited, FSP127464, is a licensed Managed Investment Scheme Manager.
Fundrock NZ Limited DBG including: Fundrock NZ Limited and InvestNow Saving and Investment Services Limited
ICE Futures USA was previously licensed to operate a financial product market. This licence was cancelled on 5 April 2023. More details can be found here.
Saxe Coburg Limited is licensed to provide Discretionary Investment Management Services (DIMS)
Tanami Financial Services Limited is a DIMS
Direct Capital DBG (previously named Direct Capital VI DBG) including: Direct Capital IV Management Limited, Direct Capital VI Management Limited and Direct Capital VII Management Limited
NZGT DBG including: Covenant Trustee Services Limited, KORU FINANCE LIMITED, The New Zealand Guardian Trust Company Limited, NZGT (FP) Trustee Limited, NZGT (IF) Trustee Limited, NZGT (GF) TRUSTEE LIMITED, NZGT (TASMAN) TRUSTEE LIMITED, NZGT (UDC) TRUSTEE LIMITED, NZGT FACILITY AGENT LIMITED.
ForthCo DBG including, Phoenix GP Limited, ForthCo Syndications GP Limited, ForthCo Limited, Skyline GP Limited, NHL GP Limited, ForthCo GP Limited, ForthCo GP No. 2 Limited, Greengrass Limited Partnership, Skyline Healthcare Group Limited Partnership, ForthCo GP No. 3 Limited, NZ Mint Syndication Limited Partnership, ForthCo GP No. 4 Limited, Iridium Syndications Limited Partnership, ForthCo GP No. 2 Limited, Greengrass Limited Partnership
BNP Paribas NZ DBG including: BNP Paribas Fund Services Australasia Pty Ltd (FSP42061), BNP Paribas Nominees (NZ) Limited (FSP42162), BNP Paribas Securities Services.