Page last updated: 09 February 2023

Licensed & reporting entities

The businesses/people listed on this page have been granted a licence or have been authorised by the FMA. It's important to only deal with licensed people and businesses because if things go wrong you will have access to free dispute resolution services. Details including the provider's business address, list of services and the name of their independent dispute resolution scheme can be found on the Financial Service Providers Register.

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Designated Business Group (DBG)

CapitalGroup DBG

CapitalGroup DBG and the following entities are under DBG and the AML reporting entities list.

Designated Business Group (DBG)

Blockchain Funds Management Scheme DBG

Blockchain Funds Management Scheme DBG including:T3P Limited, and T3P Trustee Limited

Designated Business Group (DBG)

Punakaiki Fund DBG

Punakaiki Fund DBG includes: 2040 Ventures Limited (previous named: Lance Wiggs Capital Management Limited) and Punakaiki Fund Limited.

Designated Business Group (DBG)

Black Bull Markets DBG

Black Bull Markets DBG includes Black Bull Group Limited, Black Bull Trade Limited.

Designated Business Group (DBG)

NZ Funds DBG

NZ Funds DBG including: New Zealand Administration Services Limited, New Zealand Funds Management Limited, New Zealand Funds Superannuation Limited

Designated Business Group (DBG)

Morrison & Co DBG

Morrison & Co DBG including: Morrison & Co Employee Co-Invest (PIP2) Limited, Morrison & Co Employee Co-Invest (PIP3) Limited, Morrison Investment Management Limited, Morrison Infrastructure Management Limited, Morrison International Limited, Morrison & Co PIP Limited, Morrison & Co SPV Management Limited, Morrison & Co Property Investment Limited.

Designated Business Group (DBG)

Deutsche Bank DBG

Deutsche Bank DBG including: Deutsche Bank AG (Sydney Branch), Deutsche Securities Australia Limited and Deutsche Capital Markets Australia Limited

Designated Business Group (DBG)

AGInvest Trading Limited DBG

AGInvest Trading Limited including: AGInvest Trading Limited.

Discretionary investment management scheme (DIMS)

Findex Advice Services NZ Limited

Findex Advice Services NZ Limited is a DIMS licence holder.

Designated Business Group (DBG)

Equitise DBG

Equitise DBG including: Equitise Nominees Limited

Designated Business Group (DBG)

Forsyth Barr DBG

Forsyth Barr DBG, including Forsyth Barr Limited, Forsyth Barr Group Limited, Forsyth Barr Custodians Limited, Forsyth Barr Investment Management Limited, Forsyth Barr Cash Management Nominees Limited, Leveraged Equities Finance Limited, Tempo Limited and Octagon Asset Management Limited

Derivative Issuer

TOR FX PTY LIMITED

TOR FX PTY LIMITED, FSP1006222, is a licensed derivatives issuer.

Designated Business Group (DBG)

Macquarie DBG

Macquarie DBG including: Macquarie Securities (NZ) Limited, Macquarie Capital (New Zealand) Limited, Macquarie Equipment Finance Limited, Macquarie Group Services Australia Pty Limited

ASXCF

ASXCF is an FMI Act Designation

Designated Business Group (DBG)

Stewart Group DBG

Stewart Group DBG including: Stewart Financial Group Limited, Finzo NZ Limited, NEW ZEALAND DISCRETIONARY INVESTMENT MANAGEMENT SERVICES LIMITED, Stewart Group Wellington Limited, Stewart Group Asset Management Limited.