Financial Markets Conduct (Restricted Schemes-Custodian Assurance Engagement) Exemption Notice 2024
The notice exempts certain custodians of eligible restricted schemes from the requirement to obtain an assurance engagement.
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The notice exempts certain custodians of eligible restricted schemes from the requirement to obtain an assurance engagement.
The Notice is in effect an almost identical renewal of the Financial Markets Conduct (Obsidian Contributory Mortgage Scheme) Exemption Notice 2019.
The Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2024 relates to initial and ongoing registration requirements for workplace savings schemes.
Financial Markets Conduct (Climate-related Disclosures - Overseas Banks and Insurers Exemption Notice 2024
The Financial Markets Conduct (Climate-related Disclosures – GMT Bond Issuer Limited) Exemption Notice 2024 (Notice) exempts GMT Bond Issuer Limited (GMT Bond Issuer) from preparing and lodging climate statements that are otherwise required under section 461Z of the Financial Markets Conduct Act 2013 (Act).
The Financial Markets Conduct (Climate Statements – Spark Finance Limited) Exemption Notice 2024 (Notice) exempts Spark Finance Limited (SFL) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).
Financial Markets Conduct (Managed Funds – Loan Disclosure Requirements) Exemption Notice 2024 provides continued relief to managers of registered schemes
The Financial Markets Conduct Regulations 2014 require managers of managed investment schemes (MIS) to disclose the performance of an appropriate market index alongside the past performance of their funds in their quarterly fund updates (the market index requirement).
Lake Edge Resort Limited (LER) is exempted from Part 7 of the Financial Markets Conduct Act 2013 (the FMC Act).
The Financial Markets Conduct (Abacus Storage King) Exemption Notice 2024 (Notice) exempts Abacus Storage Operations Limited (ASOL) and Abacus Storage Property Trust (the Trust) (together the issuers), and Abacus Storage Funds Management Limited (ASFML) (as responsible entity for the Trust under Australian law) from compliance with the disclosure requirements in Part 3 of the Financial Markets Conduct Act 2013 Act (Act)
The Financial Markets Conduct (Climate-related Disclosures – Nufarm Finance (NZ) Limited) Exemption Notice 2024 (Notice) exempts Nufarm Finance (NZ) Limited (Nufarm Finance) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).
The Financial Markets Conduct (Goldman Sachs) Exemption Notice 2024 (Notice) exempts exempt entities (being the Goldman Sachs Group, Inc and its subsidiaries (each being a GS entity and together the Goldman Sachs Group) and any related body corporate of a GS entity) from the substantial product holder disclosure obligations in sections 276 to 279 of the Financial Markets Conduct Act 2013 (the FMC Act).
The Financial Markets Conduct (Todd Family Office Limited Financial Reporting) Exemption Notice 2024 (Notice) exempts Todd Family Office Limited (TFO) from the obligation in section 461H(1) of the Financial Markets Conduct Act 2013 (Act).
An exemption has been granted to provide relief for certain overseas entities with a secondary listing on a financial product market operated by NZX Limited from climate reporting, assurance, and record-keeping duties under Part 7A of the Financial Markets Conduct Act 2013 (the Act).
Clearwater Golf Club Limited (Clearwater) is exempted from Part 7 of the Financial Markets Conduct Act 2013 (the FMC Act).