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The Financial Markets Conduct (Recognised Exchanges) Exemption Amendment Notice 2020 amends the Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016.- expired
FMA grants exemption to WNZ and PWC under FMC Act 2013 with conditions to reduce audit costs and improve LP transparency.
FMA grants UK financial advisers a 5-year exemption to advise NZ clients on safeguarded UK pension fund withdrawals
This exemption allows Marex NZ to operate a financial product market without a licence under the FMC Act 2013, subject to conditions.
Exemption notice for FairWay Parent under the Financial Markets Conduct Act enabling direct share offers to FairWay staff
Manawa Energy granted exemption from group financial reporting under FMC Act for the period ending 31 March 2026 with conditions.
Tradition Kiwi Brokers exempted from NZ financial market licence under FMC Act 2013 with conditions for wholesale investor trading.
Westpac exempt from FMC Act subpart 6A for cross-border services to certain NZ consumers under 2025 exemption notice.
Exemption for Ventia Services Group from NZ climate disclosure rules due to compliance with Australian sustainability standards.
Harbour Asset Management Limited exempted from disclosing borrower names in Hunter Private Credit Fund under FMC Regulations 2025, with conditions applied.
New FMC Act exemption offers 5-year financial reporting relief for NZ entities in liquidation, receivership, or VA.
FMA grants Booster Group exemption from Part 3 of the FMC Act for share offer under court-approved scheme of arrangement.
Exemption notice for Alliance Group & Top Hat Co under FMC Act 2013 for share offers via court-approved scheme of arrangement.
ANZ Group Holdings Limited exempted from NZ climate reporting under FMC Act due to immaterial side assets and ANZ Bank coverage.
CBA exempted from NZ climate reporting under FMC Act due to limited operations and must lodge Australian Sustainability Reports online.