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Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022
This exemption notice provides relief to managers of multiple-participant schemes from being required to register participation agreements on the Disclose register.
This exemption provides relief for overseas issuers that have a primary listing on a market in a high quality jurisdiction from certain disclosure requirements in the FMC Act.
This exemption relieves managers of “notional” managed investment schemes from completing scheme financial statements.
Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2022
Financial Markets Conduct (Restricted Schemes-Disclosure and Reporting) Exemption Notice 2022
The Financial Markets Conduct (The City of London Investment Trust plc) Exemption Notice 2022, exempts The City of London Investment Trust plc from certain financial reporting obligations in Part 7 of the Financial Markets Conduct Act 2013.
The Financial Markets Conduct (Goodman Group) Exemption Notice 2022 (Exemption) provides relief for a five year period in relation to the offer of stapled securities to employees in New Zealand under an employee incentive scheme.
The Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2022 (Exemption) exempts Futurity Investment Group Limited (the manager), as manager of Futurity managed investment schemes in New Zealand, principally from section 156(1) of the Financial Markets Conduct Act 2013 (the Act) subject to certain conditions.
The Exemption gives relief to the manager from having to directly contact those scheme participants for whom the manager has not received completed payment instructions
Financial Markets Conduct (ANZ Bank New Zealand Limited-Offer of PPS) Exemption Notice 2022
The Financial Markets Conduct (Haleon plc) Exemption Notice 2022 exempts GlaxoSmithKline plc (GSK) and Haleon plc (Haleon) from the obligations in Part 3 (Disclosure of offers of financial products) of the Financial Markets Conduct Act 2013.
The Financial Markets Conduct (Stride Property Group) Exemption Notice 2022 allows Stride Property Limited (SPL) and Stride Investment Management Limited Stride (SIML), as stapled entities (Stride Property Group), to prepare consolidated financial statements for the purposes of subpart 3 of Part 7 of the Financial Markets Conduct Act 2013 (the Act).
On 16 February 2022, the FMA granted the Financial Markets Conduct (Imperium Markets Pty Limited) Exemption Notice 2022 (the Notice).
Exemption Notice for Berkshire Hathaway Specialty Insurance Company, under the Financial Markets Conduct Act.