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The Financial Markets Conduct (Goodman Group) Exemption Notice 2022 (Exemption) provides relief for a five year period in relation to the offer of stapled securities to employees in New Zealand under an employee incentive scheme.
The Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2022 (Exemption) exempts Futurity Investment Group Limited (the manager), as manager of Futurity managed investment schemes in New Zealand, principally from section 156(1) of the Financial Markets Conduct Act 2013 (the Act) subject to certain conditions.
The Exemption gives relief to the manager from having to directly contact those scheme participants for whom the manager has not received completed payment instructions
Financial Markets Conduct (ANZ Bank New Zealand Limited-Offer of PPS) Exemption Notice 2022
The Financial Markets Conduct (Haleon plc) Exemption Notice 2022 exempts GlaxoSmithKline plc (GSK) and Haleon plc (Haleon) from the obligations in Part 3 (Disclosure of offers of financial products) of the Financial Markets Conduct Act 2013.
The Financial Markets Conduct (Stride Property Group) Exemption Notice 2022 allows Stride Property Limited (SPL) and Stride Investment Management Limited Stride (SIML), as stapled entities (Stride Property Group), to prepare consolidated financial statements for the purposes of subpart 3 of Part 7 of the Financial Markets Conduct Act 2013 (the Act).
On 16 February 2022, the FMA granted the Financial Markets Conduct (Imperium Markets Pty Limited) Exemption Notice 2022 (the Notice).
Exemption Notice for Berkshire Hathaway Specialty Insurance Company, under the Financial Markets Conduct Act.
Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2022
The Financial Markets Conduct (JP Morgan Chase Bank N.A) Exemption Notice 2022 exempts exempt persons (being JP Morgan Chase Bank N.A (JPM) and any related body corporate of JPM) from the substantial product holder disclosure obligations contained in sections 276 to 279 of the Financial Markets Conduct Act 2013
The Financial Markets Conduct (IG Australia Pty Limited) Exemption Notice 2022 provides relief to IG Australia Pty Limited (IG Australia) from certain financial reporting and audit obligations in the FMC Act and from certain assurance obligations and register entry requirements in the FMC Regulations.
Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021
Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016 - expired
Financial Markets Conduct (Pegasus Health Membership Limited) Exemption Notice 2021
Financial Markets Conduct (Incidental Offers) Exemption Notice 2021