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Securities Act (Overseas Listed Issuers) expired exemption notice - 2017-09-30.
Financial Reporting Act (Dual-Listed Issuers) Exemption Notice 2013 - expired
Securities Act (Overseas Listed Issuers) expired exemption notice on 2017-09-30.
Securities Act (Overseas Listed Issuers) expired exemption notice - 2017 Sep 30
Securities Act (Employee Share Purchase Schemes - Listed Companies) expired exemption notice
Financial Markets Conduct (Dual-listed FMC Reporting Entities) Exemption Notice 2015 expired
Financial Markets Conduct Exemption Notice 2025 offers climate reporting relief for listed issuers and registered banks in New Zealand.
The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Koura Wealth Limited (Koura) to that list of entities. Read more.
The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Pinnacle Life Limited (Pinnacle) to that list of entities. Read more.
The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Sharesies Limited (Sharesies) to that list of entities. Read more.
An exemption has been granted to provide relief for certain overseas entities with a secondary listing on a financial product market operated by NZX Limited from climate reporting, assurance, and record-keeping duties under Part 7A of the Financial Markets Conduct Act 2013 (the Act).
The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Nikko Asset Management New Zealand Limited (Nikko Asset Management) to that list of entities.
This exemption provides relief for overseas issuers that have a primary listing on a market in a high quality jurisdiction from certain disclosure requirements in the FMC Act.
Financial Markets Conduct (Extension of Term and Revocation of Exemptions) Notice 2017 allows extension of the DIMS notice and revocation of Balance Dates and Dual-listed notices. Read more.
This notice amends the Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2025 (the principal notice) to include Luxembourg in the list of overseas jurisdictions in the Schedule.