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Page last updated: 30 November 2022

Consultations

Consultation is an important part of our policy development process. Our consultation is designed to encourage quality engagement from interested businesses and individuals, balanced with the need to complete policy work within the required timeframe.

Consultation is an important part of our policy development process. Our consultation is designed to encourage quality engagement from interested businesses and individuals, balanced with the need to complete policy work within the required timeframe. When consulting on policy development we will:

  • post upcoming consultation on our homepage calendar as they are scheduled
  • publish consultation documents that clearly describe the issue we’re seeking feedback on
  • provide a reasonable amount of time for respondents to provide quality feedback.  If you need more time, please contact the FMA
  • publish the feedback we receive through consultation, usually via a summary of the key themes, our response and the names of submitters
  • undertake further consultation if our initial proposal changes significantly and we need additional feedback  
  • publish a regulatory impact statement for significant policy decisions
Consultations - Wellington City Landscape
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Found 107 results. Displaying page 3 of 8

  2. Closed - pending response
    Consultation

    8 August 2018

    Consultation paper: Proposed exemption for restricted schemes from custodian assurance requirements

    Consultation paper: Proposed exemption for restricted schemes from custodian assurance requirements. It is proposed that it will be a condition of the exemption that the scheme’s administration manager obtain an assurance engagement. We seek your feedback on our proposals.

    https://www.fma.govt.nz/business/focus-areas/consultation/consultation-paper-proposed-exemption-for-restricted-schemes-from-custodian-assurance-requirements/

  3. Closed - pending response
    Consultation

    10 July 2018

    Consultation paper: Exemptions, other legislative notices, and unnecessary compliance costs

    Consultation paper: Exemptions, other legislative notices, and unnecessary compliance costs. We are seeking feedback on the effectiveness of our legislative notices in minimising unnecessary compliance costs.

    https://www.fma.govt.nz/business/focus-areas/consultation/consultation-paper-exemptions-other-legislative-notices-and-unnecessary-compliance-costs/

  5. Closed - pending response
    Consultation

    16 April 2018

    Consultation paper: Including an annual declaration of compliance in regulatory returns and updating the standard regulatory returns condition

    Consultation paper: Including an annual declaration of compliance in regulatory returns and updating the standard regulatory returns condition. Read more.

    https://www.fma.govt.nz/business/focus-areas/consultation/consultation-paper-including-an-annual-declaration-of-compliance-in-regulatory-returns-and-updating-the-standard-regulatory-returns-condition/

  12. Closed - with decision
    Consultation

    22 May 2017

    Consultation paper: Proposed exemption from the obligation to prepare scheme financial statements for bundled unit trusts

    Consultation paper: Proposed exemption from the obligation to prepare scheme financial statements for bundled unit trusts. It exempts from the requirement to prepare financial statements for the scheme (as opposed to financial statements for each of the separate funds) provided the criteria in clause 5 are met. Read more.

    https://www.fma.govt.nz/business/focus-areas/consultation/consultation-paper-proposed-exemption-from-the-obligation-to-prepare-scheme-financial-statements-for-bundled-unit-trusts/

  13. Closed - with decision
    Consultation

    15 May 2017

    Consultation paper: Class designation of shares to managed investment products in an MIS

    Consultation paper: Class designation of shares to managed investment products in an MIS. This consultation paper considers when shares in investment companies may be designated as managed investment products (MIPs). Being MIPs subject these investment companies to the licensing, disclosure and governance requirements of managed investment schemes.

    https://www.fma.govt.nz/business/focus-areas/consultation/consultation-paper-class-designation-of-shares-to-managed-investment-products-in-an-mis/