19 May 2023
DIMS Regulatory Return Data Template
https://www.fma.govt.nz/assets/Compliance/DIMS-Regulatory-Return-Data-Template.xlsx (33 KB)
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19 May 2023
https://www.fma.govt.nz/assets/Compliance/DIMS-Regulatory-Return-Data-Template.xlsx (33 KB)
19 May 2023
https://www.fma.govt.nz/assets/Compliance/Derivative-Issuer-Regulatory-Return-Data-Template.xlsx (43 KB)
18 May 2023
https://www.fma.govt.nz/assets/Licensing-guides/160309-Licensing-Application-Guide-Part-A-1.pdf (549 KB)
18 May 2023
https://www.fma.govt.nz/business/legislation/conduct-of-financial-institutions-cofi-legislation/
18 May 2023
18 May 2023
https://www.fma.govt.nz/assets/Exemption/Embark-Early-Education-Exemption-Notice-2023.pdf (348 KB)
18 May 2023
https://www.fma.govt.nz/business/services/financial-institutions/fair-conduct-programme/
15 May 2023
https://www.fma.govt.nz/about-us/regulatory-approach/regulatory-co-operation/
15 May 2023
https://www.fma.govt.nz/assets/MOU/FMA-NZ-RegCo.pdf (859 KB)
15 May 2023
https://www.fma.govt.nz/library/warnings-and-alerts/citi-prospectus-scams/
10 May 2023
10 May 2023
https://www.fma.govt.nz/assets/Exemption/Sharesies-No-2-exemption-notice.pdf (1.7 MB)
9 May 2023
9 May 2023
https://www.fma.govt.nz/assets/Exemption/Sharesies-EXPIRED-notice-2023.pdf (278 KB)
9 May 2023
https://www.fma.govt.nz/assets/Waiver/Sharesies-levy-waiver.pdf (69 KB)