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  1. 15 September 2025

    Authorised body under a financial advice provider licence

    An authorised body is an entity (eg company or partnership) named on a Financial Advice Provider licence. A licensed FAP must agree to an authorised body operating under its licence. The authorised body must be named on the financial advice provider’s transitional licence application, and the licensed FAP will be required to provide information about the authorised body when it applies for its licence. Individuals cannot be authorised bodies under a FAP licence and individual financial advice provider licence holders cannot engage authorised bodies under their licences. Find out more about registration, costs, ongoing obligations, duties, standard consitions, general reporting conditions, code of professional conduct, competency safe harbour, and liability and enforcement on this page.

  2. 12 September 2025

    Board and governance

    Introducing the FMA Board Chairman, Craig Stobo, Chairman, and Board members: Suzanne Chetwin, Prasanna Gai, Tracey Berry, Nick Hegan, Mariette van Ryn, Steven Bardy and Christopher Swasbrook. The Board reports to the Minister of Commerce and Consumer Affairs, Hon. Scott Simpson. You can also learn more about the role of the Board at the FMA along with advisory subcommittees on this page.

  3. 11 September 2025

    Kia Toipoto Action Plan August 2025

    The Kia Toipoto Action Plan 2025 outlines our commitment to Kia Toipoto, aimed at closing gender, Maori, Pacific, and ethnic pay gaps and creating a fairer, more inclusive workplace.

  4. 11 September 2025

    Gender Pay Gap

    FMA is committed to meeting the milestones of Kia Toipoto - the Public Service Gender, Māori, Pacific, and Ethnic Pay Gaps Action Plan 2024-25.

  5. 11 September 2025

    Feedback form Foreign CRE climate reporting exemption

    This file contains the official feedback form for the FMA's consultation on exempting foreign climate reporting entities from New Zealand climate reporting duties, including privacy, confidentiality, and submission guidelines.

  7. 11 September 2025

    Managed investment scheme manager

    A Managed Investment Scheme (MIS) pools money from a number of investors who rely on the investment expertise of the MIS manager. These schemes can be structured in different ways and may invest in a wide range of investments. On this page you will find the licensing and registration and compliance obligations of a MIS manager. You will also find a list of KiwiSaver exempt employers.

  10. 9 September 2025

    Class legislative notice summary 2025

    Summary of 2025 Financial Markets Conduct Act class notices including exemptions, designations, and climate-related disclosures.

  12. 5 September 2025

    Levies and waivers

    The FMA receives funding from the Crown and a proportion of our costs is recouped from industry through levies. The Financial Markets Authority (Levies) Regulations 2012 (the Regulations), as amended in 2020 and 2022, set out the levies payable by industry. The levies are set by the Ministry of Business, Innovation, and Employment (MBIE). See this page for information relating to levies, levy classes, levy waivers, costs and the application process.

  15. 4 September 2025

    Approved professional courses in commercial law and taxation

    Overseas auditors wishing to be licensed in New Zealand are required to complete an approved course in New Zealand commercial law and taxation. View the list of approved courses in commercial law and taxation on this page.