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1. 29 November 2024

   Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 7 of 2024

   This notice is the Financial Markets Conduct (NZX Participant Rules) Approval of Rule Change Notice 7/2024.

2. 18 October 2024

   Financial Markets Conduct (NZX Derivatives Market Rules) Approval of Rule Change Notice 5/2024

   Financial Markets Conduct (NZX Derivatives Market Rules) Approval of Rule Change Notice 5/2024

3. 30 January 2024

   Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2 2024

   Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2/2024

4. 5 December 2023

   Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

   Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

5. 27 July 2023

   The Conduct of Financial Institutions regime presentation by Michael Hewes Financial Markets Law Conference

   FMA presentation on CoFI regime covers licensing, fair conduct programmes, sales incentives, and governance expectations for financial institutions.

6. 9 September 2022

   Financial Markets Conduct NZX NZ Markets Disciplinary Rules Approval of Rule Change Notice 2022

   This notice is the Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 2022.

7. 26 July 2021

   Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference 2021

   Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference, Auckland, 26 July 2021

8. 2 March 2021

   Exemption notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2021

9. 29 November 2019

   Financial Markets Conduct - Disclosure of Relevant Interests by Directors and Senior Manager Exemption Notice

   Exemption notice issued by the FMA for Financial Markets Conduct Disclosure of Relevant Interests by Directors and Senior Managers.

10. 30 October 2018

    Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018

    Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

11. 24 November 2016

    Exemption Notice - Financial Markets Conduct NZ Mortgage Income Trust No 2 Group Investment Fund

    Financial Markets Conduct Exemption Notice 2016: NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund.

12. 16 December 2015

    Financial Markets Conduct Act (NZX Markets - Standard Settlement) Approval of Market Rules Notice 2015

    FMA approval of NZX market rules under FMC Act 2013 for standard settlement across debt, equity, and alternative markets.

13. 1 December 2015

    Exemption Notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

    Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2015

14. 30 November 2014

    Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1

    Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1. Published November 2014.

15. 21 May 2021

    Exemption Notice - Silverwood Land 2015 Limited Partnership

    Financial Markets Conduct Exemption Notice 2021: Silverwood Land 2015 Limited Partnership