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1. 24 November 2015

   Financial Markets Conduct Act - NZX Participant Rules Approval of Market Rules Notice 2015

   This notice allows for NZX to replace the Participant Rules dated 16 April 2015 with the corresponding rules provided to the FMA by NZX on 10 Nove 2015

2. 17 November 2015

   Exemption Notice - Financial Markets Conduct Coats Group plc Sale Facility

   Financial Markets Conduct (Coats Group plc Sale Facility) Exemption Notice 2015

3. 17 November 2015

   Consultation proposed variations to standard conditions of market services licences

   FMA consults on adding a standard condition requiring FMC Act licensees’ governing bodies to annually declare compliance with licence terms.

4. 17 November 2015

   Consultation on annual declaration of compliance for FMC Act licensees

   FMA consultation on a proposed annual compliance declaration for FMC Act licensees to improve oversight, governance, and regulatory accountability.

5. 12 November 2015

   Presentation to Fund Managers Forum on Emerging Themes from Licensing

   Presentation to Fund Managers Forum on Emerging Themes from Licensing at the Fund Managers Forum, 12 November 2015

6. 10 November 2015

   ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms Notice 2012 Consolidated 10 Nov 2015

   Minimum standards and conditions for licensed auditors and registered audit firms notice 2015.

7. 6 November 2015

   Exemption Notice - Financial Markets Conduct Act Garden BidCo Limited

   Financial Markets Conduct Act (Garden BidCo Limited) Exemption Notice 2015.

8. 6 November 2015

   Proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012

   FMA summary of submissions on proposed changes to auditor licensing and audit firm registration standards under the Auditor Regulation Act 2011.

9. 5 November 2015

   Consultation paper charities debt securities exemption

   FMA consultation on ending exemptions for charities issuing debt securities, proposing full FMC Act compliance for transparency and investor protection.

10. 1 November 2015

    Risk indicators and description of managed funds - guidance note

    This guidance is for managers and supervisors of managed funds. It gives guidance on how to calculate risk indicators, when to update a PDS, how to describe a fund’s volatility, and in certain cases how to name your fund.

11. 1 November 2015

    Guidance on risk indicators and description of managed funds - RIS

    This Regulatory Impact Statement (RIS) considers the FMA’s proposed guidance on risk indicators and description of managed funds.

12. 30 October 2015

    Exemption Notice - Financial Markets Conduct CBA Capital Australia Pty Limited

    Financial Markets Conduct (CBA Capital Australia Pty Limited) Exemption Notice 2015

13. 30 October 2015

    Exemption Notice - Financial Markets Conduct Goodman Fielder Pty Limited

    Financial Markets Conduct (Goodman Fielder Pty Limited) Exemption Notice 2015

14. 28 October 2015

    Consultation paper Draft guidance on disclosure of certain fees and returns by managed funds

    This consultation is for managers, supervisors, and their advisers. It aims to help the industry comply with FMC Regulations for their fund updates and PDSs.

15. 23 October 2015

    Exemption notice - Securities Act Augusta Funds Management Limited Shands Road Limited Partnership

    Financial Markets Conduct Exemption Notice 2015: Augusta Funds Management Limited - Shands Road Limited partnership.