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1. 30 September 2016

   Exemption Notice - Financial Markets Conduct Lifetime Asset Management Limited

   Financial Markets Conduct (Lifetime Asset Management Limited) Exemption Notice 2016

2. 30 September 2016

   Advertising Standards Authority - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the Advertising Standards Authority

3. 23 September 2016

   CPA Australia Limited - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and the CPA Australia Limited

4. 23 September 2016

   Exemption Notice - Financial Markets Conduct IG Markets Limited

   Financial Markets Conduct (IG Markets Limited) Exemption Notice 2016

5. 23 September 2016

   Inland Revenue - MOU

   MOU concerning consultation, cooperation and the exchange of information between the FMA and Inland Revenue

6. 16 September 2016

   FMA Annual Report 2016 - highlights

   Our annual reports detail the results we have achieved against our stated intentions. These results then feedback into our next cycle of direction-setting, planning, implementation and review. Our annual reports are a great way to review our operational highlights for each financial year. This is the short version of the 2016 report.

7. 16 September 2016

   Exemption Notice - Securities Act Smartshares Limited

   Securities Act Exemption Notice 2016: Smartshares Limited.

8. 12 September 2016

   Exemption Notice - Financial Markets Conduct Bay Energy Limited

   Financial Markets Conduct (Bay Energy Limited) Exemption Notice 2016

9. 24 August 2016

   FMA Co-operation policy 2016

   FMA outlines how full co-operation in misconduct cases may lead to reduced penalties or no action under its enforcement policy.

10. 24 August 2016

    Aug 2016 Regulatory response guidelines

    FMA guide on regulating NZ financial markets and enforcement responses for all financial product and service providers.

11. 23 August 2016

    Exemption notice - Financial Markets Conduct Antipodes Gold Limited

    Financial Markets Conduct Exemption Notice 2016: Antipodes Gold Limited.

12. 23 August 2016

    Takeovers Panel - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and The Takeovers Panel

13. 19 August 2016

    CoFR Financial Markets - Regulatory Charter

    New Zealand Council of Financial Regulators: Regulatory Charter

14. 18 August 2016

    AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

    AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

15. 15 August 2016

    Legislative notices supporting the FMC Act regime

    FMA update on exemptions, designations, and legislative tools supporting FMC Act compliance, including sector-specific relief.