Page last updated: 09 September 2024

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

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Greenberg International Law and Tax Advisory

Noted warnings that Greenberg International Law & Tax is an unregistered or unlicensed entity.

Titan Trade

The Australian Securities and Investment Commission has warned against conducting business with Titan Trade.

IntegraOption

Warnings issued by the Swiss Financial Market Supervisory Authority (FINMA) in relation to IntegraOption.

PFM Trading Inc.

Warnings issued by the Australian Securities and Investment Commission in relation to PFM Trading Inc.

13th Pty Limited trading as IGOT

Complaints received from New Zealand based clients of IGOT about IGOT’s failure to repay clients in accordance with their instructions.

ACI

There is no connection between the website www.acifxgold.com and Apex Capital Investments Limited, the former name of a New Zealand incorporated company, nor are the activities of the website subject to regulation in New Zealand.

Mr Paul Clifford Hibbs and Hansa Limited

Together with the Serious Fraud Office we are investigating Mr Paul Clifford Hibbs and Hansa Limited (Hansa).

Investigation into Morgan Cooper Limited

We are investigating a complaint received in relation to Morgan Cooper Limited (MCL) and a Mr Rodney McCall (aka Rodney Crichton) for potential contraventions of financial markets legislation.

Morgan Cooper Limited

Morgan Cooper Limited (MCL) and Mr Rodney McCall (aka Rodney Crichton) have potential contraventions of financial markets legislation.

FM Trader

FM Trader has been cold calling New Zealand residents without being a registered New Zealand company or registered on the Financial Services Providers Register.

FX Unitied

United Global Holdings Limited, trading as FX United, has been falsely claiming that the FMA has endorsed the company as being legitimate and highly regulated.

United Global Holdings Limited, trading as FX United

We have received reports that United Global Holdings Limited, trading as FX United, has been falsely claiming that the FMA has endorsed the company as being legitimate and highly regulated.

Warning: Beware of unsolicited offers of employment

We have become aware that an organisation falsely claiming to be associated with a New Zealand Authorised Financial Adviser has been contacting members of the public via the Australian website www.seek.com.au offering employment as Payment Security Managers.

ECN Markets

ECN Markets is not registered to provide financial services in New Zealand.

Banc de Binary Limited

There are recent warnings issued by the Australian Securities and Investment Commission in relation to Banc de Binary Limited.

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