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This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.
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We have been monitoring promotional materials and advertisements that encourage people to transfer their UK pension scheme entitlements, and has requested that certain materials be removed from publication.
We believe information on the website is untrue and the company is not authorised to offer the services advertised.
The Financial Markets Authority is warning New Zealand consumers and investors to be wary of cold-calls asking them to buy shares or put their money into offshore firms.
Misleading and deceptive statements.
New Zealand Capital Finance website: www.fspfinancial.co.nz/ made False/misleading advertising. ASSOCIATED PERSON: Joaquim Almeida
DCW Limited (website: www.dcwlimited.com) has False/misleading advertising. ASSOCIATED PERSON: Justin Lane
No place of business in NZ, using false and misleading advertising
Kaiser Brokers Group Limited (website: www.kaiserbrokers.com) made False/misleading advertising. ASSOCIATED PERSONS: Qiongyao Chen (AKA John Chen), Warren Wang (AKA Wangsheng Chenqiung Yao)
False/misleading advertising.
1st Equity Group Limited made False/misleading advertising. ASSOCIATED PERSON: Gier Holstad
Universe Citizen Limited, trading as FXCitizen, is no place of business in NZ, using false and misleading advertising
Entity does not have registration or authorisation from FMA to offer financial services in New Zealand; and warnings issued by other regulators.
First National Innovation Brokers Limited is a suspected scam
We believe that Phoenix Forex’s claims about the level of returns made by the Oak FX foreign exchange trading system are untrue, and that Phoenix Forex is misrepresenting the profitability of, and risks associated with, its trading system.
ISC Financial Group Limited is a suspected scam
