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This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.
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We have become aware that an organisation falsely claiming to be associated with a New Zealand Authorised Financial Adviser has been contacting members of the public via the Australian website www.seek.com.au offering employment as Payment Security Managers.
ECN Markets is not registered to provide financial services in New Zealand.
There are recent warnings issued by the Australian Securities and Investment Commission in relation to Banc de Binary Limited.
Warnings issued in relation to B.O. Technologies Limited trading as Option Financial Markets (Option FM).
Warnings have been issued in relation to B.O. Technologies Limited trading as Option Financial Markets (Option FM).
We have issued a stop order against Green Gardens Finance Trust Limited and warn the public to be wary of depositing money or dealing with this company.
A recent warning has been issued by the Australian Securities and Investment Commission against conducting business with Alliance Group Tokyo.
NZ Police have identified Nomura Financial as sophisticated overseas scammers.
The Financial Markets Authority (FMA) has issued a warning to Pacific Edge Limited (Pacific Edge) in relation to alleged breaches of continuous disclosure obligations.
Forex Trend Limited is currently unable to meet its obligations to customers and intends to appoint a liquidator.
Capital One continues to solicit client money through its website despite failing to respond to a request for information.
We have been monitoring promotional materials and advertisements that encourage people to transfer their UK pension scheme entitlements, and has requested that certain materials be removed from publication.
We believe information on the website is untrue and the company is not authorised to offer the services advertised.
The Financial Markets Authority is warning New Zealand consumers and investors to be wary of cold-calls asking them to buy shares or put their money into offshore firms.
Misleading and deceptive statements.
