Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Found 193 results. Displaying page 6 of 13

21 October 2020

BND Traders and DMAX

https://www.bndtraders.com/ and https://www.dmaxinvestments.com/services-real-estate/ are not registered financial service providers in New Zealand or licensed by the FMA.
30 September 2020

King-Banner

King-Banner is not incorporated company or registered financial service provider in New Zealand. They are therefore not permitted to provide financial services/products to New Zealand residents.
5 June 2020

Crowd1 and Impact Crowd Technology S.L.

We recommend exercising caution before dealing with Crowd1 and Impact Crowd Technology S.L. as they are not registered companies or financial service providers in New Zealand.
19 May 2020

Pioneer Income

Pioneer Income is not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services/products to New Zealand residents.
17 April 2020

MetalsWise

MetalsWise is not registered and/or licensed to offer financial services to New Zealand residents.
15 April 2020

Whitley Trading Group

Whitley Trading Group is not listed on the FSPR and is not an incorporated company in New Zealand.
31 March 2020

Speed Solutions Ltd

Speed Solutions Ltd is not a registered company in New Zealand and is not registered on the New Zealand Financial Service Providers Register.
19 December 2019

Cloud Technology & Investments Pty Ltd

Cloud Technology & Investments Pty Ltd is not registered on the New Zealand Financial Service Providers Register as a financial service provider.
18 December 2019

BitcoinMarketsCap

BitcoinMarketsCap is not a registered company or financial service provider in New Zealand.
18 November 2019

AG Markets

AG Markets is not to provide financial advice services in New Zealand.
15 November 2019

Profitix, Enigma GRC Limited and True Capital Pro

We recommend exercising caution before dealing with Profitix, Enigma GRC Limited and True Capital Pro as all entities are not listed on the FSPR and are not incorporated in New Zealand.
12 November 2019

GC Group Limited

The FMA is concerned GCG’s website contains misleading statements that have the potential to mislead investors on the extent to which GCG is a regulated or licensed entity in New Zealand and in overseas jurisdictions.
5 November 2019

EvisionFX Group

We are concerned that New Zealand investors could be targeted by EvisionFX Group under the misrepresentation that they are regulated in NZ when they are not.
21 October 2019

Lonni Investment

Lonni Investment is not licensed or regulated in New Zealand as a financial service provider.
15 October 2019

Safumax Group Limited

The FMA is concerned that Safumax Group Limited (SGL) is operating from a false address, and www.safumax.com contains misleading information that SGL is a licensed entity and regulated in New Zealand, when it is not the case.