Page last updated: 01 February 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Found 177 results. Displaying page 12 of 12

1 September 2013

Bureau of Financial Trading

Bureau of Financial Trading offer financial services in NZ without appropriate registration and have false advertising on their website.

https://www.fma.govt.nz/library/unregistered-businesses/bureau-of-financial-trading/
1 September 2013

Cover Capital Partners

Offers financial services in NZ without appropriate registration and has false advertising on their website.

https://www.fma.govt.nz/library/unregistered-businesses/cover-capital-partners/
1 August 2013

Loan2Day Financial Company Limited

Loan2Day Financial Company Limited is not registered to provide broker services in New Zealand.

https://www.fma.govt.nz/library/unregistered-businesses/loan2day-financial-company-limited/
1 August 2013

Securities Research Company Limited

Securities Research Company Limited is an unregistered business in New Zealand

https://www.fma.govt.nz/library/unregistered-businesses/securities-research-company-limited/
22 July 2013

FX Promax Limited

FX Promax Limited is not registered on the New Zealand Companies Register and is not a registered financial service provider.

https://www.fma.govt.nz/library/unregistered-businesses/fx-promax-limited/
25 February 2013

Ajay Kumar Vallabhaneni

Mr Vallabhaneni is no longer authorised to provide financial adviser services.

https://www.fma.govt.nz/library/unregistered-businesses/ajay-kumar-vallabhaneni/
1 November 2012

IB Capital FX (NZ) LLP

This entity was registered on the Financial Service Providers Register but has been de-registered as it did not have a place of business in New Zealand.

https://www.fma.govt.nz/library/unregistered-businesses/ib-capital-fxnz-llp/
1 January 2011

Options Global Ltd

Watford Dunning and Options Global are not registered New Zealand Companies and are not registered to provide financial services in New Zealand.

https://www.fma.govt.nz/library/unregistered-businesses/options-global-ltd/
1 January 2011

Liberty Global Partners

Liberty Global Partners is not registered as a Financial Services provider in New Zealand and is therefore not allowed to offer financial services in New Zealand.

https://www.fma.govt.nz/library/unregistered-businesses/liberty-global-partners/
1 January 2011

Millennium FX

Millennium FX is not registered as a Financial Services provider in New Zealand and is therefore not allowed to offer financial services in New Zealand.

https://www.fma.govt.nz/library/unregistered-businesses/millennium-fx/
1 January 2011

Herrand Associates

Herrand Associates is not registered as a Financial Services provider in New Zealand and is therefore not allowed to offer financial services in New Zealand.

https://www.fma.govt.nz/library/unregistered-businesses/herrand-associates/
1 January 2011

Watford, Dunning & Partners Ltd

Watford Dunning and Options Global are not registered New Zealand Companies and are not registered to provide financial services in New Zealand.

https://www.fma.govt.nz/library/unregistered-businesses/watford-dunning-and-partners-ltd/