1 September 2013
Bureau of Financial Trading
https://www.fma.govt.nz/library/unregistered-businesses/bureau-of-financial-trading/
This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.
The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).
Found 177 results. Displaying page 12 of 12
1 September 2013
https://www.fma.govt.nz/library/unregistered-businesses/bureau-of-financial-trading/
1 September 2013
https://www.fma.govt.nz/library/unregistered-businesses/cover-capital-partners/
1 August 2013
https://www.fma.govt.nz/library/unregistered-businesses/loan2day-financial-company-limited/
1 August 2013
https://www.fma.govt.nz/library/unregistered-businesses/securities-research-company-limited/
22 July 2013
https://www.fma.govt.nz/library/unregistered-businesses/fx-promax-limited/
25 February 2013
https://www.fma.govt.nz/library/unregistered-businesses/ajay-kumar-vallabhaneni/
1 November 2012
https://www.fma.govt.nz/library/unregistered-businesses/ib-capital-fxnz-llp/
1 January 2011
https://www.fma.govt.nz/library/unregistered-businesses/options-global-ltd/
1 January 2011
https://www.fma.govt.nz/library/unregistered-businesses/liberty-global-partners/
1 January 2011
https://www.fma.govt.nz/library/unregistered-businesses/millennium-fx/
1 January 2011
https://www.fma.govt.nz/library/unregistered-businesses/herrand-associates/
1 January 2011
https://www.fma.govt.nz/library/unregistered-businesses/watford-dunning-and-partners-ltd/