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Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Found 210 results. Displaying page 12 of 14

  1. 19 January 2017

    Campbell Investments Limited

    Persons purporting to be involved with a UK registered company Campbell Investments Limited are offering to provide investment advice in NZ without the appropriate registration and license.

  2. 19 January 2017

    Larsson and York Wealth Management

    Larsson and York is not a registered financial service provider in New Zealand therefore is not allowed to offer financial services in New Zealand.

  3. 7 December 2016

    Binary Selections

    Binary Selections do not hold a derivatives issuer licence and is not registered to provide financial services in New Zealand.

  4. 8 November 2016

    The Retirement Shop T/A TRS Online

    The Retirement Shop T/A TRS Online is not registered on the FSPR and is therefore not allowed to offer financial services in New Zealand.

  5. 17 October 2016

    Tall Options

    Tall Options and Corporate Enterprises PTY Limited are not registered on the FSPR and therefore they are not allowed to offer financial services in New Zealand.

  6. 29 September 2016

    Florin Investment Limited

    Florin Investment Limited is not registered on the FSPR and is therefore not allowed to offer financial services in NZ.

  7. 11 August 2016

    Baumann Group

    Baumann Group is not registered to provide financial services in New Zealand.

  8. 1 August 2016

    Keiyo Asset Management

    Keiyo Asset Management is not registered to provide financial services in New Zealand.

  9. 27 July 2016

    Carlton Church

    Carlton Church is not registered to provide financial services in New Zealand.

  10. 30 June 2016

    Trade24 Investments Limited

    Trade24 Investments Limited is not registered as a Financial Services provider in New Zealand and is therefore not allowed to offer financial services in New Zealand.

  12. 26 April 2016

    Hangsiu Group Limited

    Hangsiu Group Limited was deregistered from the Financial Service Providers Register on 9 April 2016 and is not registered to provide financial services in New Zealand.

  13. 1 March 2016

    DGM Service Markets Limited

    DGM Service Markets Limited was deregistered from the Financial Service Providers Register on 7 November 2014 and the company is not registered to provide financial services in New Zealand.

  15. 24 February 2016

    WGM Group Limited

    WGM Group Limited, trading as Belfor FX, has been deregistered from the Financial Service Providers Register and is not registered to provide financial services in New Zealand.