Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Hangsiu Group Limited

Hangsiu Group Limited was deregistered from the Financial Service Providers Register on 9 April 2016 and is not registered to provide financial services in New Zealand.

Suisse Limited trading as ECN Markets

ECN Markets or Suisse Limited is not registered to provide financial services in New Zealand.

DGM Service Markets Limited

DGM Service Markets Limited was deregistered from the Financial Service Providers Register on 7 November 2014 and the company is not registered to provide financial services in New Zealand.

WGM Group Limited

WGM Group Limited, trading as Belfor FX, has been deregistered from the Financial Service Providers Register and is not registered to provide financial services in New Zealand.

Capital Market Investments Limited

On the website http://www.noafx, Capital Market Investments Limited is claiming to be registered in New Zealand as a financial service provider and also a member of a disputes resolution scheme when in fact it is neither.

Belfor FX (WGM Group Limited)

Belfor FX has been deregistered from the Financial Service Providers Register and is not registered to provide financial services in New Zealand.

Fidelis International Trading Limited

Fidelis International Trading Limited is not registered to provide financial services in New Zealand.

Fund Access Limited

Fund Access Limited is not registered to provide financial services in New Zealand.

MercerFX.com

Mercer Capital New Zealand is not registered as a company in New Zealand.

optionsrider.com

Options Rider is not regulated as a financial service provider in New Zealand.

www.brgfx.com

www.brgfx.com claims to be regulated in New Zealand when this is not the case.

Market Investment Associates Limited

We are concerned that Market Investment Associates Limited is claiming to be registered on the financial service providers register when this is not the case.

Tilney Asset Management

Tilney Asset Management is not registered, authorised and/or licensed to offer financial services under New Zealand financial markets legislation.

AIO Global Limited

AIO Global Limited is claiming to be registered on the financial service providers register when this is not the case.

Grandegoldens Pty Limited

Grandegoldens continues to solicit client money through its website despite its recent deregistration and has false and misleading aspects of its website.

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